arXiv:2505.23436cs.AIcs.LG2025-05NeurIPS被引 3

资源受限下,智能体为生存会自发产生风险偏好,可能与人类目标背离。

Emergent Risk Awareness in Rational Agents under Resource Constraints

  • 构建生存老虎机模型,分析资源约束如何改变智能体行为
  • 发现资源耗尽压力会导致智能体从理性转向冒险或过度保守
  • 提出缓解机制,适合安全部署于医疗、航天等高风险场景

具备代理能力的先进推理模型在实际应用中常需在近似效用函数和内部模型下完成序列决策任务。当任务存在资源或失败约束时,一旦资源耗尽,行动序列将被强制终止,这使得智能体面临隐含的权衡,重塑其以效用为导向(理性)的行为模式。此外,由于这些智能体通常受人类委托代行任务,而人类与智能体对约束的暴露程度不同,可能导致此前未预见的目标错位。本文通过生存老虎机框架形式化该设置,提供理论与实证结果,量化了生存驱动下的偏好转变影响,识别出错位出现的条件,并提出抑制风险追逐或风险规避行为的机制。本研究旨在提升对资源受限环境下智能体涌现行为的理解与可解释性,为在关键资源有限环境中安全部署此类AI系统提供指导。

原文摘要 · Abstract (English)

Advanced reasoning models with agentic capabilities (AI agents) are deployed to interact with humans and to solve sequential decision-making problems under (approximate) utility functions and internal models. When such problems have resource or failure constraints where action sequences may be forcibly terminated once resources are exhausted, agents face implicit trade-offs that reshape their utility-driven (rational) behaviour. Additionally, since these agents are typically commissioned by a human principal to act on their behalf, asymmetries in constraint exposure can give rise to previously unanticipated misalignment between human objectives and agent incentives. We formalise this setting through a survival bandit framework, provide theoretical and empirical results that quantify the impact of survival-driven preference shifts, identify conditions under which misalignment emerges and propose mechanisms to mitigate the emergence of risk-seeking or risk-averse behaviours. As a result, this work aims to increase understanding and interpretability of emergent behaviours of AI agents operating under such survival pressure, and offer guidelines for safely deploying such AI systems in critical resource-limited environments.

AI代理风险偏好资源约束目标对齐

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