arXiv:2506.03411cs.LGcs.GT2025-06

用机器学习理论分析法律诉讼如何影响未来判例。

A Machine Learning Theory Perspective on Strategic Litigation

  • 将法院判例学习建模为机器学习过程,诉讼方可策略性选案影响规则。
  • 在近邻或SVM学习模型下,可精确刻画能诱导出的判决规则集合。
  • 反直觉发现:即使必输,仍可能通过诉讼推动长期规则变革。

战略诉讼指提起诉讼以产生超出个案解决范围的广泛影响。在普通法体系中,案件可通过确立未来法院必须遵循的新判例而产生深远影响。本文从机器学习理论视角探讨此现象。我们构建一个抽象的普通法系统模型:下级法院通过学习上级法院过往裁决来制定新案件的判决规则。在此框架下,研究战略诉讼方如何通过选择性提起案件,影响未来下级法院所采用的决策规则。探讨的核心问题包括:战略诉讼方能带来何种影响?应选择哪些案件起诉?当诉讼方确信败诉时,是否仍值得提起诉讼?研究发现,该策略选案问题具有复杂结构,甚至在简单设定下也出现反直觉现象。当案件表示为一维点且下级法院使用最近邻算法,或在d维空间中使用支持向量机时,我们刻画了可诱导的决策规则集合,并提出了根据战略目标优化选案的算法。

原文摘要 · Abstract (English)

Strategic litigation involves bringing a case to court with the goal of having an impact beyond resolving the particular dispute at hand. In a common law system, one way a case may have far-reaching impact is by establishing new legal precedent that later courts must follow. In this paper, we explore strategic litigation from the perspective of machine learning theory. We consider an abstract model of a common law legal system where a lower court decides new cases by applying a decision rule learned from a higher court's past rulings. In this model, we explore the power of a strategic litigator, who strategically brings cases to the higher court to influence the decision rule applied by the lower court in future cases. We explore questions including: What impact can a strategic litigator have? Which cases should a strategic litigator bring to court? Does it ever make sense for a strategic litigator to bring a case when they are sure the court will rule against them? We show that this strategic case selection problem has interesting structure, with even simple settings exhibiting counterintuitive phenomena. When cases are represented by points in one dimension and the lower court's learning algorithm is nearest neighbor, or as points in d dimensions and the lower court's learning algorithm is a support vector machine, we characterize the set of inducible decision rules and develop algorithms for selecting an optimal set of cases to bring to the higher court given the strategic litigator's objectives.

法律人工智能机器学习博弈论判例系统

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