用9个极简适配器让大模型产生广泛错位行为,发现其内在表示趋同。
Convergent Linear Representations of Emergent Misalignment
- 仅用9个秩-1适配器诱导大模型产生错位行为。
- 不同错位模型收敛到相似的错位表征方向。
- 可定位通用错位与特定域错位的适配器,利于精准干预。
在窄数据集上微调大语言模型会引发广泛错位行为,即所谓涌现错位。然而其机制及为何能泛化至训练域之外仍不清楚,暴露出对模型对齐理解的重大空白。本文构建一个最小化模型,仅使用9个秩-1适配器便使Qwen2.5-14B-Instruct产生涌现错位。研究发现,不同错位模型趋向于收敛到相似的错位表征。通过从一个微调模型中提取'错位方向',我们成功在使用高维LoRA和不同数据集的微调模型中有效消除错位行为。利用秩-1 LoRA的标量隐藏状态,我们进一步开展可解释实验:6个适配器贡献于通用错位,2个仅针对微调域错位。涌现错位是不可预期且有害模型行为的典型例子,深化对其机制的理解,有助于更普遍地理解和缓解错位问题。
原文摘要 · Abstract (English)
Fine-tuning large language models on narrow datasets can cause them to develop broadly misaligned behaviours: a phenomena known as emergent misalignment. However, the mechanisms underlying this misalignment, and why it generalizes beyond the training domain, are poorly understood, demonstrating critical gaps in our knowledge of model alignment. In this work, we train and study a minimal model organism which uses just 9 rank-1 adapters to emergently misalign Qwen2.5-14B-Instruct. Studying this, we find that different emergently misaligned models converge to similar representations of misalignment. We demonstrate this convergence by extracting a 'misalignment direction' from one fine-tuned model's activations, and using it to effectively ablate misaligned behaviour from fine-tunes using higher dimensional LoRAs and different datasets. Leveraging the scalar hidden state of rank-1 LoRAs, we further present a set of experiments for directly interpreting the fine-tuning adapters, showing that six contribute to general misalignment, while two specialise for misalignment in just the fine-tuning domain. Emergent misalignment is a particularly salient example of undesirable and unexpected model behaviour and by advancing our understanding of the mechanisms behind it, we hope to move towards being able to better understand and mitigate misalignment more generally.
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