arXiv:2506.21215cs.AIcs.CL2025-06NeurIPS被引 114

发现大模型只做浅层因果推理,提出新方法提升至接近人类水平。

Unveiling Causal Reasoning in Large Language Models: Reality or Mirage?

论文配图:Unveiling Causal Reasoning in Large Language Models: Reality or Mirage?
图 1 · 摘自论文原文
  • 通过分析自回归机制和新基准测试,揭示大模型仅具备基础因果推理能力。
  • 在新基准CausalProbe-2024上,模型性能显著下降,验证其依赖已有知识。
  • 提出G^2-Reasoner,融合通用知识与目标引导,显著提升复杂场景推理能力。

因果推理对推动大语言模型(LLM)迈向强人工智能至关重要。尽管当前的通用大模型似乎能理解上下文因果并生成符合因果规律的回答,但其是否具备类人的真实因果推理能力仍不明确。现有证据表明相反:大模型仅能进行浅层(第1级)因果推理,主要源于参数中嵌入的因果知识,缺乏真正的人类式(第2级)因果推理能力。为支持该假说,方法上深入分析基于Transformer的自回归机制,发现其本身并非本质因果;实证上引入全新因果问答基准CausalProbe-2024,其语料对所研究模型几乎未见。大模型在该基准上表现显著下降,证实其依赖已知知识进行第1级推理。为弥合差距,受人类推理依赖通用知识与目标导向启发,提出G^2-Reasoner,将通用知识与目标导向提示融入推理过程。实验表明,该方法显著增强大模型在新颖及反事实情境下的因果推理能力。本工作为大模型迈向真实因果推理提供了新路径,超越第1级,向第2级迈进。

原文摘要 · Abstract (English)

Causal reasoning capability is critical in advancing large language models (LLMs) toward strong artificial intelligence. While versatile LLMs appear to have demonstrated capabilities in understanding contextual causality and providing responses that obey the laws of causality, it remains unclear whether they perform genuine causal reasoning akin to humans. However, current evidence indicates the contrary. Specifically, LLMs are only capable of performing shallow (level-1) causal reasoning, primarily attributed to the causal knowledge embedded in their parameters, but they lack the capacity for genuine human-like (level-2) causal reasoning. To support this hypothesis, methodologically, we delve into the autoregression mechanism of transformer-based LLMs, revealing that it is not inherently causal. Empirically, we introduce a new causal Q&A benchmark called CausalProbe-2024, whose corpora are fresh and nearly unseen for the studied LLMs. The LLMs exhibit a significant performance drop on CausalProbe-2024 compared to earlier benchmarks, indicating the fact that they primarily engage in level-1 causal reasoning. To bridge the gap towards level-2 causal reasoning, we draw inspiration from the fact that human reasoning is usually facilitated by general knowledge and intended goals. We propose G^2-Reasoner, a method that incorporates general knowledge and goal-oriented prompts into LLMs' causal reasoning processes. Experiments demonstrate that G^2-Reasoner significantly enhances LLMs' causal reasoning capability, particularly in fresh and counterfactual contexts. This work sheds light on a new path for LLMs to advance towards genuine causal reasoning, going beyond level-1 and making strides towards level-2.

因果推理大模型认知机制G^2-Reasoner

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