arXiv:2507.06817math.DScs.LG2025-07

用神经网络+自适应滑模控制设计鲁棒软件传感器,无需真实状态数据也能精准估计系统状态。

Designing Robust Software Sensors for Nonlinear Systems via Neural Networks and Adaptive Sliding Mode Control

  • 融合神经网络与自适应滑模控制,利用物理方程约束实现无真值状态下的状态估计。
  • 时间变增益矩阵实时调整,对噪声、扰动和动态变化具有强鲁棒性,误差可收敛。
  • 适用于非光滑动力学与可观性变化的复杂系统,适合工业过程监控与故障诊断场景。

准确掌握动态系统的状态变量对于有效控制、诊断与监控至关重要,尤其当所有状态无法直接测量时。本文提出一种针对一般形式非线性动态系统的新型软件传感器设计方法。不同于依赖显式变换或线性化的传统模型观测器,该框架将神经网络与自适应滑模控制(SMC)结合,在更宽松条件下设计鲁棒状态观测器。学习过程基于可用传感器测量,用于修正观测器的状态估计。训练方法利用系统微分方程作为物理约束,无需真实状态轨迹即可完成观测器构建。通过神经网络动态调节的时间变增益矩阵,观测器可实时适应系统变化,确保对噪声、外部扰动及动态漂移的鲁棒性。我们进一步提供了保证估计误差收敛的充分条件,建立理论可靠性基础。仿真验证在具有非可微动力学与变化可观性条件的挑战性系统上取得良好效果,证明了该方法的鲁棒性与广泛适用性。结果表明估计快速收敛且精度高,展现出解决现实复杂状态估计问题的潜力。

原文摘要 · Abstract (English)

Accurate knowledge of the state variables in a dynamical system is critical for effective control, diagnosis, and supervision, especially when direct measurements of all states are infeasible. This paper presents a novel approach to designing software sensors for nonlinear dynamical systems expressed in their most general form. Unlike traditional model-based observers that rely on explicit transformations or linearization, the proposed framework integrates neural networks with adaptive Sliding Mode Control (SMC) to design a robust state observer under a less restrictive set of conditions. The learning process is driven by available sensor measurements, which are used to correct the observer's state estimate. The training methodology leverages the system's governing equations as a physics-based constraint, enabling observer synthesis without access to ground-truth state trajectories. By employing a time-varying gain matrix dynamically adjusted by the neural network, the observer adapts in real-time to system changes, ensuring robustness against noise, external disturbances, and variations in system dynamics. Furthermore, we provide sufficient conditions to guarantee estimation error convergence, establishing a theoretical foundation for the observer's reliability. The methodology's effectiveness is validated through simulations on challenging examples, including systems with non-differentiable dynamics and varying observability conditions. These examples, which are often problematic for conventional techniques, serve to demonstrate the robustness and broad applicability of our approach. The results show rapid convergence and high accuracy, underscoring the method's potential for addressing complex state estimation challenges in real-world applications.

状态估计神经网络滑模控制软件传感器

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