arXiv:2507.07678cs.CV2025-07被引 7

用表情动作单元知识提升动态表情识别效果

Action Unit Enhance Dynamic Facial Expression Recognition

  • 引入动作单元权重矩阵,融合先验知识增强模型
  • 在三个主流数据集上超越现有最佳方法,无需额外计算
  • 通过重设计损失函数缓解标签不平衡问题,适合实际应用

动态面部表情识别(DFER)是研究时序面部表情的快速发展的领域。以往研究多从深度学习角度进行特征学习,本文提出一种结合动作单元(AUs)与表情关系的增强型动态表情识别架构AU-DFER。通过量化AUs对不同表情的贡献,构建权重矩阵,并引入AU损失函数将先验知识与深度网络学习结果融合。该设计被集成到现有最优模型中进行验证。在三个主流开源的DFER方法和主要数据集上的实验表明,所提架构在不增加额外计算的前提下,普遍优于当前最先进的方法。此外,我们探究了重新设计AU损失函数以解决现有动态表情数据集中标签不平衡问题的潜力。据我们所知,这是首次将量化后的AU-表情知识系统性地融入多种DFER模型。同时提出了应对标签不平衡或小类问题的策略。研究结果表明,多样化的损失函数设计可显著提升DFER性能,凸显了在主流数据集中解决数据不平衡问题的重要性。源代码已公开于https://github.com/Cross-Innovation-Lab/AU-DFER。

原文摘要 · Abstract (English)

Dynamic Facial Expression Recognition(DFER) is a rapidly evolving field of research that focuses on the recognition of time-series facial expressions. While previous research on DFER has concentrated on feature learning from a deep learning perspective, we put forward an AU-enhanced Dynamic Facial Expression Recognition architecture, namely AU-DFER, that incorporates AU-expression knowledge to enhance the effectiveness of deep learning modeling. In particular, the contribution of the Action Units(AUs) to different expressions is quantified, and a weight matrix is designed to incorporate a priori knowledge. Subsequently, the knowledge is integrated with the learning outcomes of a conventional deep learning network through the introduction of AU loss. The design is incorporated into the existing optimal model for dynamic expression recognition for the purpose of validation. Experiments are conducted on three recent mainstream open-source approaches to DFER on the principal datasets in this field. The results demonstrate that the proposed architecture outperforms the state-of-the-art(SOTA) methods without the need for additional arithmetic and generally produces improved results. Furthermore, we investigate the potential of AU loss function redesign to address data label imbalance issues in established dynamic expression datasets. To the best of our knowledge, this is the first attempt to integrate quantified AU-expression knowledge into various DFER models. We also devise strategies to tackle label imbalance, or minor class problems. Our findings suggest that employing a diverse strategy of loss function design can enhance the effectiveness of DFER. This underscores the criticality of addressing data imbalance challenges in mainstream datasets within this domain. The source code is available at https://github.com/Cross-Innovation-Lab/AU-DFER.

表情识别动作单元深度学习数据平衡

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