arXiv:2507.08617cs.LGcs.AI2025-07KDD被引 3

解决联邦学习中数据分布不均导致的公平性问题

Towards Collaborative Fairness in Federated Learning Under Imbalanced Covariate Shift

  • 通过异步知识蒸馏聚焦正确预测样本,缓解数据偏移
  • 在多个数据集上提升预测准确率与客户端参与度
  • 适合医疗等数据异构严重的实际应用场景

协同公平性是联邦学习中的关键挑战。现有方法常忽略一种现实而复杂的异质性:不平衡协变量偏移。本文对该场景进行理论分析,提出FedAKD(联邦异步知识蒸馏)——一种简单有效的方案,兼顾高精度预测与协同公平性。其客户端更新引入新异步知识蒸馏策略,基于初步分析发现:正确预测样本在各客户端间特征分布相似,错误预测样本则显著差异,表明不平衡协变量偏移主要源于误分类样本。据此,先用传统知识蒸馏更新客户端模型(固定全局模型),再选取高置信度正确预测样本,更新全局模型(固定客户端模型),最后服务器端聚合所有客户端模型。本文还提供了FedAKD的收敛性理论证明。在FashionMNIST、CIFAR10及真实电子健康记录(EHR)数据集上的实验表明,该方法显著提升协同公平性、预测准确率,并促进客户端参与,即使在高度异构数据分布下仍有效。

原文摘要 · Abstract (English)

Collaborative fairness is a crucial challenge in federated learning. However, existing approaches often overlook a practical yet complex form of heterogeneity: imbalanced covariate shift. We provide a theoretical analysis of this setting, which motivates the design of FedAKD (Federated Asynchronous Knowledge Distillation)- simple yet effective approach that balances accurate prediction with collaborative fairness. FedAKD consists of client and server updates. In the client update, we introduce a novel asynchronous knowledge distillation strategy based on our preliminary analysis, which reveals that while correctly predicted samples exhibit similar feature distributions across clients, incorrectly predicted samples show significant variability. This suggests that imbalanced covariate shift primarily arises from misclassified samples. Leveraging this insight, our approach first applies traditional knowledge distillation to update client models while keeping the global model fixed. Next, we select correctly predicted high-confidence samples and update the global model using these samples while keeping client models fixed. The server update simply aggregates all client models. We further provide a theoretical proof of FedAKD's convergence. Experimental results on public datasets (FashionMNIST and CIFAR10) and a real-world Electronic Health Records (EHR) dataset demonstrate that FedAKD significantly improves collaborative fairness, enhances predictive accuracy, and fosters client participation even under highly heterogeneous data distributions.

联邦学习公平性知识蒸馏数据异构

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