arXiv:2507.09640cs.CVcs.LG2025-07

用眼底图像评估AI模型在糖尿病视网膜病变诊断中的公平性与偏见消除效果

Disentanglement and Assessment of Shortcuts in Ophthalmological Retinal Imaging Exams

  • 通过解耦敏感属性(如年龄性别)来降低AI模型在眼底图像诊断中的偏差
  • 三类模型在疾病诊断上表现优异(最高94% AUROC),但年龄组间存在10%的性能差距
  • 解耦策略对不同模型影响不一,仅提升DINOv2性能,其余模型反而下降

糖尿病视网膜病变是工作年龄人群失明的主要原因。尽管筛查可降低失明风险,但传统成像成本高且难以获取。人工智能算法提供了可扩展的诊断方案,但公平性和泛化能力仍存疑。本研究基于多样化的mBRSET眼底数据集,评估了三种模型(ConvNeXt V2、DINOv2、Swin V2)在糖尿病视网膜病变预测中的公平性及解耦技术的减偏效果。这些模型在黄斑图像上训练,用于预测疾病状态及敏感属性(如年龄、性别)。所有模型在疾病诊断上表现良好(最高94% AUROC),并能合理预测年龄(91% AUROC)和性别(77% AUROC)。公平性分析显示,例如DINOv2在不同年龄组间存在10% AUROC差距。解耦敏感属性后,结果因模型而异:仅提升了DINOv2的性能(+2% AUROC),而ConvNeXt V2和Swin V2分别下降7%和3%。结果表明,眼底影像中细粒度特征的解耦复杂,强调医疗AI公平性对实现公平可靠诊疗的重要性。

原文摘要 · Abstract (English)

Diabetic retinopathy (DR) is a leading cause of vision loss in working-age adults. While screening reduces the risk of blindness, traditional imaging is often costly and inaccessible. Artificial intelligence (AI) algorithms present a scalable diagnostic solution, but concerns regarding fairness and generalization persist. This work evaluates the fairness and performance of image-trained models in DR prediction, as well as the impact of disentanglement as a bias mitigation technique, using the diverse mBRSET fundus dataset. Three models, ConvNeXt V2, DINOv2, and Swin V2, were trained on macula images to predict DR and sensitive attributes (SAs) (e.g., age and gender/sex). Fairness was assessed between subgroups of SAs, and disentanglement was applied to reduce bias. All models achieved high DR prediction performance in diagnosing (up to 94% AUROC) and could reasonably predict age and gender/sex (91% and 77% AUROC, respectively). Fairness assessment suggests disparities, such as a 10% AUROC gap between age groups in DINOv2. Disentangling SAs from DR prediction had varying results, depending on the model selected. Disentanglement improved DINOv2 performance (2% AUROC gain), but led to performance drops in ConvNeXt V2 and Swin V2 (7% and 3%, respectively). These findings highlight the complexity of disentangling fine-grained features in fundus imaging and emphasize the importance of fairness in medical imaging AI to ensure equitable and reliable healthcare solutions.

医学影像AI公平性眼底图像解耦学习

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