arXiv:2508.00856cs.HCcs.AI2025-08被引 1

用生成式AI辅助社科人文研究伦理审查,填补专家资源不足空白

EthicAlly: a Prototype for AI-Powered Research Ethics Support for the Social Sciences and Humanities

  • 基于宪法式AI与协作提示设计,结合普适伦理与具体情境
  • 可生成结构化伦理评估报告,支持研究设计与提交准备
  • 适合缺乏伦理专家的地区或领域,减轻机构审查负担

在生物医学领域,研究伦理委员会(REC)审查是保护人类受试者的重要机制。但在社会科学与人文学科中,由于方法涉及复杂的社会政治和文化因素,传统的生物医学伦理模式难以适用,导致伦理合规常遭质疑。部分地区,包括欧洲部分国家及低收入和中等收入国家,缺乏针对性的伦理培训、支持以及具备相应专业知识的伦理委员会。本文提出,生成式AI可有效弥补这些差距,通过展示EthicAlly原型系统——一个面向社科人文学科研究者的AI伦理支持工具,来验证这一设想。该系统融合宪法式AI技术和协作式提示开发方法,提供兼具普遍伦理原则与具体研究情境考量的结构化伦理评估。在协助研究人员进行伦理研究设计和提交准备的同时,此类系统可缓解机构伦理委员会的压力,而非取代人工伦理审查。

原文摘要 · Abstract (English)

In biomedical science, review by a Research Ethics Committee (REC) is an indispensable way of protecting human subjects from harm. However, in social science and the humanities, mandatory ethics compliance has long been met with scepticism as biomedical models of ethics can map poorly onto methodologies involving complex socio-political and cultural considerations. As a result, tailored ethics training and support as well as access to RECs with the necessary expertise is lacking in some areas, including parts of Europe and low- and middle-income countries. This paper suggests that Generative AI can meaningfully contribute to closing these gaps, illustrating this claim by presenting EthicAlly, a proof-of-concept prototype for an AI-powered ethics support system for social science and humanities researchers. Drawing on constitutional AI technology and a collaborative prompt development methodology, EthicAlly provides structured ethics assessment that incorporates both universal ethics principles and contextual and interpretive considerations relevant to most social science research. In supporting researchers in ethical research design and preparation for REC submission, this kind of system can also contribute to easing the burden on institutional RECs, without attempting to automate or replace human ethical oversight.

AI伦理社科研究生成式AI伦理审查

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