arXiv:2508.03769cs.CYcs.AI2025-08

为董事会级AI系统设计可信赖的自治决策框架

Development of management systems using artificial intelligence systems and machine learning methods for boards of directors (preprint, unofficial translation)

  • 提出基于算法法与限定运行环境的AI治理模型
  • 用合成数据训练确保公平性,结合博弈论优化策略
  • 强调可解释性以满足法律问责与透明度要求

研究探讨企业治理中AI从辅助工具向自主决策者的范式转变,部分AI已获公司领导职位。核心问题在于:技术发展远超法律与伦理规范建设。本文提出一个面向董事会层级自治AI系统的参考模型,整合多个关键组件以保障决策的合法性与伦理性。模型引入“计算法”概念,将法律规则转化为机器可读的算法格式,消除自然语言歧义。强调为自主AI构建专用运行环境,类似自动驾驶的“操作设计域”,确保其在明确规则下安全运行。建议使用受控合成数据训练,从源头嵌入公平与伦理考量。同时提出运用博弈论推导符合伦理和法律约束下的最优决策策略。研究强调可解释AI(XAI)的重要性,以实现决策透明与责任追溯,契合“解释权”法律要求。

原文摘要 · Abstract (English)

The study addresses the paradigm shift in corporate management, where AI is moving from a decision support tool to an autonomous decision-maker, with some AI systems already appointed to leadership roles in companies. A central problem identified is that the development of AI technologies is far outpacing the creation of adequate legal and ethical guidelines. The research proposes a "reference model" for the development and implementation of autonomous AI systems in corporate management. This model is based on a synthesis of several key components to ensure legitimate and ethical decision-making. The model introduces the concept of "computational law" or "algorithmic law". This involves creating a separate legal framework for AI systems, with rules and regulations translated into a machine-readable, algorithmic format to avoid the ambiguity of natural language. The paper emphasises the need for a "dedicated operational context" for autonomous AI systems, analogous to the "operational design domain" for autonomous vehicles. This means creating a specific, clearly defined environment and set of rules within which the AI can operate safely and effectively. The model advocates for training AI systems on controlled, synthetically generated data to ensure fairness and ethical considerations are embedded from the start. Game theory is also proposed as a method for calculating the optimal strategy for the AI to achieve its goals within these ethical and legal constraints. The provided analysis highlights the importance of explainable AI (XAI) to ensure the transparency and accountability of decisions made by autonomous systems. This is crucial for building trust and for complying with the "right to explanation".

AI治理算法法可解释性企业决策

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