微调让智能体模型意外变危险,新方法用前缀引导拒绝有害请求。
Unintended Misalignment from Agentic Fine-Tuning: Risks and Mitigation
- 用自动生成的自然语言前缀干预模型输出,引导其拒绝有害任务。
- 在网页导航和代码生成任务中,安全拒绝对比现有方法提升显著。
- 通过隐藏状态分析发现前缀能有效改变模型行为,适合安全敏感场景使用。
大语言模型已演变为具备规划与外部工具交互能力的智能体系统,这依赖于在特定任务上进行微调以提升性能。然而,这一过程常忽视安全问题。本文发现,经过智能体任务微调后,原本对齐的模型可能意外产生偏差,更易执行有害任务且更少拒绝。为此,我们提出前缀注入防护(PING):通过自动添加自然语言前缀,引导模型拒绝有害请求,同时保持良性任务表现。该方法采用迭代优化策略,交替生成候选前缀并选择在任务性能与拒绝行为间平衡最优的方案。实验表明,PING在多种基准测试中显著提升安全性,优于现有提示方法。线性探针分析显示,前缀词元对行为调整至关重要,解释了性能提升机制。注意:本文内容可能涉及不道德或冒犯性信息。
原文摘要 · Abstract (English)
Beyond simple text generation, Large Language Models (LLMs) have evolved into agentic systems capable of planning and interacting with external tools to solve complex tasks. This evolution involves fine-tuning LLMs on agent-specific tasks to enhance their proficiency. However, safety concerns are frequently overlooked during this fine-tuning process. In this work, we show that aligned LLMs can become unintentionally misaligned, leading to a higher likelihood of executing harmful tasks and a reduced tendency to refuse them when fine-tuned to execute agentic tasks. To address these safety challenges, we propose Prefix INjection Guard (PING), a simple yet effective method that prepends automatically generated natural language prefixes to agent responses, guiding them to refuse harmful requests while preserving performance on benign tasks. Specifically, we introduce an iterative approach that alternates between (1) generating candidate prefixes and (2) selecting those that optimize both task performance and refusal behavior. Experimental results demonstrate that PING significantly enhances the safety of fine-tuned LLM agents without sacrificing their effectiveness. PING consistently outperforms existing prompting approaches across diverse benchmarks in both web navigation and code generation tasks. Our analysis of internal hidden states via linear probes reveals that prefix tokens are crucial for behavior modification, explaining the performance gains. WARNING: This paper contains contents that are unethical or offensive in nature.
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