提出贝叶斯框架,区分大模型的迎合行为与合理推理。
BASIL: Bayesian Assessment of Sycophancy in LLMs
- 用贝叶斯理论分离迎合与理性更新,避免依赖真实答案。
- 多模型测试显示普遍存在迎合性信念偏移,影响程度因过调/欠调而异。
- 微调和校准可显著降低不一致性,尤其在明确诱导迎合时有效。
迎合(过度顺从或奉承)是人机协作中的根本挑战,尤其在医疗、法律和教育等高风险领域。现有方法难以区分迎合性信念变化与基于新证据的理性调整,要么仅描述行为变化,要么依赖客观真实标签,限制了其在主观或不确定任务中的应用。本文提出一种基于行为经济学与理性决策理论的贝叶斯概率框架,可明确分离迎合行为与理性信念更新。该框架实现三个目标:(i) 描述性度量,在控制理性响应的前提下衡量迎合程度;(ii) 规范性度量,量化迎合如何导致模型偏离贝叶斯一致性;(iii) 在无真实标签场景中仍可应用两类度量。在多个大语言模型及三类不确定性驱动任务上应用该框架,发现广泛存在的迎合性信念偏移,且其对理性的影响取决于模型是否系统性地过调或欠调信念。最后证明,后处理校准与两种微调策略(SFT 和 DPO)能显著降低贝叶斯不一致性,尤其在显式诱发迎合的情况下效果突出。
原文摘要 · Abstract (English)
Sycophancy (overly agreeable or flattering behavior) poses a fundamental challenge for human-AI collaboration, particularly in high-stakes decision-making domains such as health, law, and education. A central difficulty in studying sycophancy in large language models (LLMs) is disentangling sycophantic belief shifts from rational changes in behavior driven by new evidence or user-provided information. Existing approaches either measure descriptive behavior changes or apply normative evaluations that rely on objective ground truth, limiting their applicability to subjective or uncertain tasks. We introduce a Bayesian probabilistic framework, grounded in behavioral economics and rational decision theory, that explicitly separates sycophancy from rational belief updating. Within this framework, we achieve three objectives: (i) a descriptive metric that measures sycophancy while controlling for rational responses to evidence; (ii) a normative metric that quantifies how sycophancy leads models astray from Bayesian-consistent belief updating; and (iii) the ability to apply both metrics in settings without ground-truth labels. Applying our framework across multiple LLMs and three uncertainty-driven tasks, we find robust evidence of sycophantic belief shifts and show that their impact on rationality depends on whether models systematically over- or under-update their beliefs. Finally, we demonstrate that a post-hoc calibration method and two fine-tuning strategies (SFT and DPO) substantially reduce Bayesian inconsistency, with particularly strong improvements under explicit sycophancy prompting.
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