arXiv:2508.17637cs.CLcs.AI2025-08EMNLP被引 4

提出RoPO算法解决大模型对齐中的奖励欺骗问题

Weights-Rotated Preference Optimization for Large Language Models

  • 通过权重旋转与KL约束结合,防止模型偏离参考模型
  • 在AlpacaEval 2上提升3.27分,参数量仅0.015%的基线
  • 适合关注对齐安全性和小样本微调的研究者

尽管直接偏好优化(DPO)在对齐大语言模型方面表现有效,但奖励欺骗仍是关键挑战。当模型过度降低被拒绝生成结果的概率以获取高奖励时,会导致输出过长、缺乏多样性,并引发知识灾难性遗忘。我们发现该问题根源在于参数空间中的神经元坍塌导致的表示冗余。为此,提出一种新型权重旋转偏好优化(RoPO)算法,隐式利用DPO继承的KL散度约束输出层逻辑值,显式通过多粒度正交矩阵微调中间隐藏状态,防止策略模型偏离参考模型,从而保留预训练和SFT阶段获得的知识与表达能力。RoPO在AlpacaEval 2上最高提升3.27分,在MT-Bench上超越最佳基线6.2至7.5分,且仅需0.015%的可训练参数,有效缓解了DPO的奖励欺骗问题。

原文摘要 · Abstract (English)

Despite the efficacy of Direct Preference Optimization (DPO) in aligning Large Language Models (LLMs), reward hacking remains a pivotal challenge. This issue emerges when LLMs excessively reduce the probability of rejected completions to achieve high rewards, without genuinely meeting their intended goals. As a result, this leads to overly lengthy generation lacking diversity, as well as catastrophic forgetting of knowledge. We investigate the underlying reason behind this issue, which is representation redundancy caused by neuron collapse in the parameter space. Hence, we propose a novel Weights-Rotated Preference Optimization (RoPO) algorithm, which implicitly constrains the output layer logits with the KL divergence inherited from DPO and explicitly constrains the intermediate hidden states by fine-tuning on a multi-granularity orthogonal matrix. This design prevents the policy model from deviating too far from the reference model, thereby retaining the knowledge and expressive capabilities acquired during pre-training and SFT stages. Our RoPO achieves up to a 3.27-point improvement on AlpacaEval 2, and surpasses the best baseline by 6.2 to 7.5 points on MT-Bench with merely 0.015% of the trainable parameters, demonstrating its effectiveness in alleviating the reward hacking problem of DPO.

大模型对齐偏好优化奖励欺骗小样本微调

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