arXiv:2509.00085cs.CRcs.AI2025-09

用密码学技术让AI既保密又可验证,还支持审计。

Private, Verifiable, and Auditable AI Systems

  • 用零知识证明实现AI行为的可验证声明
  • 通过安全多方计算保护大模型部署中的隐私
  • 适合关注AI安全与合规的设计者和政策制定者

人工智能的社会依赖度日益增长,亟需健全的安全、问责与可信框架。本文探讨现代AI(尤其是基础模型)中隐私、可验证性与可审计性之间的复杂关系,指出整合这些要素的技术方案对负责任的AI创新至关重要。基于国际政策与技术研究识别出AI链路中的关键风险,本文提出多项新技术:利用零知识密码学实现对AI系统的可验证与可审计声明;采用安全多方计算与可信执行环境,保障大语言模型与信息检索系统的机密可审计部署;构建增强的委托机制、凭证系统与访问控制,以保护与自主多智能体系统的交互安全。综合这些进展,本文为基于基础模型的AI系统提供平衡隐私、可验证性与可审计性的整体视角,为系统设计者提供实践蓝图,并为AI安全与治理政策讨论提供参考。

原文摘要 · Abstract (English)

The growing societal reliance on artificial intelligence necessitates robust frameworks for ensuring its security, accountability, and trustworthiness. This thesis addresses the complex interplay between privacy, verifiability, and auditability in modern AI, particularly in foundation models. It argues that technical solutions that integrate these elements are critical for responsible AI innovation. Drawing from international policy contributions and technical research to identify key risks in the AI pipeline, this work introduces novel technical solutions for critical privacy and verifiability challenges. Specifically, the research introduces techniques for enabling verifiable and auditable claims about AI systems using zero-knowledge cryptography; utilizing secure multi-party computation and trusted execution environments for auditable, confidential deployment of large language models and information retrieval; and implementing enhanced delegation mechanisms, credentialing systems, and access controls to secure interactions with autonomous and multi-agent AI systems. Synthesizing these technical advancements, this dissertation presents a cohesive perspective on balancing privacy, verifiability, and auditability in foundation model-based AI systems, offering practical blueprints for system designers and informing policy discussions on AI safety and governance.

AI安全零知识证明可审计性

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