arXiv:2509.00398cs.CYcs.AI2025-09被引 4

为生成式AI的伦理与可信度评估构建系统框架

A Study on the Framework for Evaluating the Ethics and Trustworthiness of Generative AI

  • 提出涵盖公平、透明、安全等11个维度的评估体系
  • 对比中韩美欧四地政策,提炼可借鉴路径
  • 适合政策制定者与开发者用于风险管控

本研究深入分析生成式人工智能快速发展的伦理与可信度挑战,提出一套系统性评估框架。尽管像ChatGPT这样的生成式AI展现出巨大创新潜力,但也引发偏见、有害内容、版权侵权、隐私泄露和幻觉等问题。现有以性能和准确率为主的评估方法难以应对这些多维度挑战,因此需引入以人为本、体现社会影响的新标准。研究识别出公平性、透明性、问责制、安全性、隐私保护、准确性、一致性、鲁棒性、可解释性、版权与知识产权保护、来源可追溯性等11个关键维度,并为每项制定详细指标与评估方法。同时,对韩国、美国、欧盟和中国的人工智能伦理政策进行比较分析,提炼关键做法与启示。该框架贯穿AI全生命周期,融合技术评估与跨学科视角,为真实场景中的伦理风险识别与管理提供实用工具。研究为生成式AI负责任发展奠定学术基础,为政策制定者、开发者、用户等利益相关方提供可操作洞见,助力AI发挥积极社会作用。

原文摘要 · Abstract (English)

This study provides an in_depth analysis of the ethical and trustworthiness challenges emerging alongside the rapid advancement of generative artificial intelligence (AI) technologies and proposes a comprehensive framework for their systematic evaluation. While generative AI, such as ChatGPT, demonstrates remarkable innovative potential, it simultaneously raises ethical and social concerns, including bias, harmfulness, copyright infringement, privacy violations, and hallucination. Current AI evaluation methodologies, which mainly focus on performance and accuracy, are insufficient to address these multifaceted issues. Thus, this study emphasizes the need for new human_centered criteria that also reflect social impact. To this end, it identifies key dimensions for evaluating the ethics and trustworthiness of generative AI_fairness, transparency, accountability, safety, privacy, accuracy, consistency, robustness, explainability, copyright and intellectual property protection, and source traceability and develops detailed indicators and assessment methodologies for each. Moreover, it provides a comparative analysis of AI ethics policies and guidelines in South Korea, the United States, the European Union, and China, deriving key approaches and implications from each. The proposed framework applies across the AI lifecycle and integrates technical assessments with multidisciplinary perspectives, thereby offering practical means to identify and manage ethical risks in real_world contexts. Ultimately, the study establishes an academic foundation for the responsible advancement of generative AI and delivers actionable insights for policymakers, developers, users, and other stakeholders, supporting the positive societal contributions of AI technologies.

伦理评估生成式AI可信度政策分析

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