arXiv:2509.00799cs.LGcs.CY2025-09中稿 · and Published被引 13

剖析联邦学习中的公平性挑战与解决方案

Fairness in Federated Learning: Trends, Challenges, and Opportunities

  • 系统梳理数据、客户端、模型三类偏差来源
  • 总结主流公平性技术的优劣与适用场景
  • 适合关注隐私保护与公平算法的研究者

联邦学习(FL)通过分布式架构实现多客户端协同训练,同时保护数据隐私,但其应用受制于多种异质性带来的公平性问题,如数据、客户端和模型偏差,导致预测偏斜、精度下降和收敛效率低。本文全面分析这些偏差来源,深入探讨现有公平性缓解技术的优缺点,阐述公平性的概念基础、理论框架及在多领域中的应用,评估关键量化评价指标,并展望未来研究方向,为构建更公平的联邦学习系统提供坚实基础。

原文摘要 · Abstract (English)

At the intersection of the cutting-edge technologies and privacy concerns, Federated Learning (FL) with its distributed architecture, stands at the forefront in a bid to facilitate collaborative model training across multiple clients while preserving data privacy. However, the applicability of FL systems is hindered by fairness concerns arising from numerous sources of heterogeneity that can result in biases and undermine a system's effectiveness, with skewed predictions, reduced accuracy, and inefficient model convergence. This survey thus explores the diverse sources of bias, including but not limited to, data, client, and model biases, and thoroughly discusses the strengths and limitations inherited within the array of the state-of-the-art techniques utilized in the literature to mitigate such disparities in the FL training process. We delineate a comprehensive overview of the several notions, theoretical underpinnings, and technical aspects associated with fairness and their adoption in FL-based multidisciplinary environments. Furthermore, we examine salient evaluation metrics leveraged to measure fairness quantitatively. Finally, we envisage exciting open research directions that have the potential to drive future advancements in achieving fairer FL frameworks, in turn, offering a strong foundation for future research in this pivotal area.

联邦学习公平性隐私保护异质性

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