arXiv:2509.03652cs.LGcs.AI2025-09被引 2

用因果原理提升矩阵分解的稳定性与可解释性。

Nonnegative matrix factorization and the principle of the common cause

  • 基于共同原因原则估计NMF有效秩,抗弱噪声干扰。
  • 该秩下提取的基图像稳定,解决非唯一性难题。
  • 适合需要鲁棒特征提取与数据去噪的研究者。

非负矩阵分解(NMF)是一种经典的无监督降维方法。共同原因原则(PCC)是概率因果中的基本方法,旨在为两个相关随机变量的联合概率寻找独立混合模型。二者关系密切。通过灰度图像数据集的映射,双向探索此关联。一方面,PCC提供预测工具,可稳健估计NMF的有效秩,其结果对弱噪声不敏感,优于基于贝叶斯信息准则的估计;在该秩附近实施NMF,所得基图像对噪声及局部优化初始值均具稳定性,有效缓解了NMF的不可识别性问题。另一方面,NMF可近似实现PCC:大且正相关的联合概率更易被独立混合模型解释。我们提出一种聚类方法,将具有相同共同原因的数据点归入同一簇,并展示如何利用NMF进行数据去噪。

原文摘要 · Abstract (English)

Nonnegative matrix factorization (NMF) is a known unsupervised data-reduction method. The principle of the common cause (PCC) is a basic methodological approach in probabilistic causality, which seeks an independent mixture model for the joint probability of two dependent random variables. It turns out that these two concepts are closely related. This relationship is explored reciprocally for several datasets of gray-scale images, which are conveniently mapped into probability models. On one hand, PCC provides a predictability tool that leads to a robust estimation of the effective rank of NMF. Unlike other estimates (e.g., those based on the Bayesian Information Criteria), our estimate of the rank is stable against weak noise. We show that NMF implemented around this rank produces features (basis images) that are also stable against noise and against seeds of local optimization, thereby effectively resolving the NMF nonidentifiability problem. On the other hand, NMF provides an interesting possibility of implementing PCC in an approximate way, where larger and positively correlated joint probabilities tend to be explained better via the independent mixture model. We work out a clustering method, where data points with the same common cause are grouped into the same cluster. We also show how NMF can be employed for data denoising.

矩阵分解因果推理去噪聚类

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