arXiv:2509.15959cs.HCcs.AI2025-09综述被引 3

提升无人船人机协作透明度,降低操作失误风险

Review of Explainable Decision Support and Adaptive Human-Machine Interfaces for Automation Transparency in Maritime Autonomous Surface Ships

  • 构建人机交互透明框架,识别交接与应急中的危险操作
  • 透明化决策依据和不确定性信息,显著提升理解与信任
  • 适合无人船系统设计、海事安全监管及人因工程研究者

自主航行在海事领域快速发展,但决策不透明与人机交互不佳仍是安全应用的主要障碍。本文综述100篇关于无人水面船(MASS)自动化透明性的研究,涵盖态势感知(SA)、人因工程、界面设计与法规。首先将导航控制链映射到岸基远程监控(RSM)与远程操控(RCM)模式,识别出交接与应急环节中的人类不安全操作(Human-UCAs)集中点;其次总结证据表明,透明性特征(如决策理由、备选方案、置信度/不确定性、合规性指标)能提升理解并辅助信任校准,但可靠性与可预测性通常更主导信任建立;再次提炼三层次透明设计策略:传感/态势获取融合层、人机界面(HMI/eHMI)呈现层(文本/图形叠加、色彩编码、对话式与沉浸式界面)、工程支撑流程层(弹性交互设计、验证与标准化)。整合了人因错误识别方法(STPA-Cog + IDAC)、量化信任与态势感知评估、操作员负荷监测手段,并提出包括《国际海上避碰规则》(COLREGs)形式化与航线交换在内的法规建议。最终提出自适应透明框架,结合操作员状态估计与可解释决策支持,以减轻认知负荷、提升接管及时性。研究指出近期内可推动的安全杠杆包括:行动风险指标显示(如CPA/TCPA风险条)、模型输出透明化(规则追溯、置信度)以及训练路径(硬件/软件在环仿真)。

原文摘要 · Abstract (English)

Autonomous navigation in maritime domains is accelerating alongside advances in artificial intelligence, sensing, and connectivity. Opaque decision-making and poorly calibrated human-automation interaction remain key barriers to safe adoption. This article synthesizes 100 studies on automation transparency for Maritime Autonomous Surface Ships (MASS) spanning situation awareness (SA), human factors, interface design, and regulation. We (i) map the Guidance-Navigation-Control stack to shore-based operational modes, namely remote supervision (RSM) and remote control (RCM), and identify where human unsafe control actions (Human-UCAs) concentrate in handover and emergency loops; (ii) summarize evidence that transparency features (decision rationales, alternatives, confidence/uncertainty, and rule-compliance indicators) improve understanding and support trust calibration, though reliability and predictability often dominate trust; (iii) distill design strategies for transparency at three layers: sensor/SA acquisition and fusion, HMI/eHMI presentation (textual/graphical overlays, color coding, conversational and immersive UIs), and engineer-facing processes (resilient interaction design, validation, and standardization). We integrate methods for Human-UCA identification (STPA-Cog + IDAC), quantitative trust/SA assessment, and operator workload monitoring, and outline regulatory and rule-based implications including COLREGs formalization and route exchange. We conclude with an adaptive transparency framework that couples operator state estimation with explainable decision support to reduce cognitive overload and improve takeover timeliness. The review highlights actionable figure-of-merit displays (e.g., CPA/TCPA risk bars, robustness heatmaps), transparent model outputs (rule traceability, confidence), and training pipelines (HIL/MIL, simulation) as near-term levers for safer MASS operations.

无人船人机交互透明性海事安全

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