arXiv:2509.18218cs.AI2025-09被引 1

用数学框架重新定义智能:相似性场中的结构演化决定可解释性

Similarity Field Theory: A Mathematical Framework for Intelligence

  • 构建相似性场模型,将实体间相似度视为可演化的方向关系
  • 证明不对称性阻止相互包含,稳定性导致目标水平集的渐近收敛
  • 为大模型可解释性提供几何视角,适合研究智能本质的学者

我们提出,相似关系的变换构成了可理解动态系统的结构基础。本文引入相似性场理论,一个形式化实体间相似值及其演化的数学框架。定义:(1) 在实体集合 $U$ 上的相似性场 $S: U imes U o [0,1]$,满足自反性 $S(E,E)=1$,允许非对称与非传递;(2) 系统通过序列 $Z_p=(X_p,S^{(p)})$ 随 $p=0,1,2, dots$ 演化;(3) 概念 $K$ 作为诱导纤维 $F_α(K)={E o U ig| S(E,K) o α}$,即 $S_K(E):=S(E,K)$ 的超水平集;(4) 生成算子 $G$ 生成新实体。在此框架中,定义智能:若 $G$ 在系统包含 $K$ 的纤维内实体时,生成的新实体也属该纤维,则称其对 $K$ 是智能的。相似性场理论为刻画、比较与构造智能系统提供基础语言。高阶上,该框架将智能与可解释性重述为相似性场上的几何问题——保持与组合水平集纤维,而非统计问题。证明两个定理:(i) 非对称性阻断互包含;(ii) 稳定性意味着存在锚点坐标或目标水平集的渐近封闭(任意小容差)。这些结果约束相似性场演化,并启发适用于大语言模型的解释性视角。人工智能对齐可能更关乎人类可观测与可解释的安全概念,而非完全决定底层安全概念。

原文摘要 · Abstract (English)

We posit that transforming similarity relations form the structural basis of comprehensible dynamic systems. This paper introduces Similarity Field Theory, a mathematical framework that formalizes the principles governing similarity values among entities and their evolution. We define: (1) a similarity field $S: U \times U \to [0,1]$ over a universe of entities $U$, satisfying reflexivity $S(E,E)=1$ and treated as a directed relational field (asymmetry and non-transitivity are allowed); (2) the evolution of a system through a sequence $Z_p=(X_p,S^{(p)})$ indexed by $p=0,1,2,\ldots$; (3) concepts $K$ as entities that induce fibers $F_α(K)={E\in U \mid S(E,K)\ge α}$, i.e., superlevel sets of the unary map $S_K(E):=S(E,K)$; and (4) a generative operator $G$ that produces new entities. Within this framework, we formalize a generative definition of intelligence: an operator $G$ is intelligent with respect to a concept $K$ if, given a system containing entities belonging to the fiber of $K$, it generates new entities that also belong to that fiber. Similarity Field Theory thus offers a foundational language for characterizing, comparing, and constructing intelligent systems. At a high level, this framework reframes intelligence and interpretability as geometric problems on similarity fields--preserving and composing level-set fibers--rather than statistical ones. We prove two theorems: (i) asymmetry blocks mutual inclusion; and (ii) stability implies either an anchor coordinate or asymptotic confinement to the target level (up to arbitrarily small tolerance). Together, these results constrain similarity-field evolution and motivate an interpretive lens applicable to large language models. AI systems may be aligned less to safety as such than to human-observable and human-interpretable conceptions of safety, which may not fully determine the underlying safety concept.

智能理论相似性场可解释性大模型

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