用流形拟合与学习提升高维工业过程的在线监控能力
High-Dimensional Statistical Process Control via Manifold Fitting and Learning
- 通过流形拟合逼近数据内在低维结构,实现高维空间中的异常检测
- 在合成数据和真实电刷图像中均实现优异故障检出率,优于传统降维方法
- 方法简洁有效,适合工业实时监控场景,尤其适用于复杂高维数据
针对高维动态工业过程的统计过程控制(SPC)问题,本文从流形拟合与流形学习两个互补视角出发,假设数据位于潜在的非线性低维流形上。提出两种适用于在线(即第二阶段)监控的框架:第一种利用先进的流形拟合技术,在高维空间中精确逼近数据所在的流形,并设计一种新型无分布标量控制图监测偏离程度;第二种则采用经典线性降维类方法,先将数据嵌入低维空间再进行监控。理论证明两类方法均可控制第一类错误概率,随后对比其故障检测能力。在合成过程及重复的田纳西-东曼过程上的大量数值实验表明,概念更简单的流形拟合方法性能与甚至优于传统降维监控方法。此外,该方法在真实电刷图像数据集上成功检测出表面异常,验证了其实际应用价值。
原文摘要 · Abstract (English)
We address the Statistical Process Control (SPC) of high-dimensional, dynamic industrial processes from two complementary perspectives: manifold fitting and manifold learning, both of which assume data lies on an underlying nonlinear, lower dimensional space. We propose two distinct monitoring frameworks for online or 'phase II' Statistical Process Control (SPC). The first method leverages state-of-the-art techniques in manifold fitting to accurately approximate the manifold where the data resides within the ambient high-dimensional space. It then monitors deviations from this manifold using a novel scalar distribution-free control chart. In contrast, the second method adopts a more traditional approach, akin to those used in linear dimensionality reduction SPC techniques, by first embedding the data into a lower-dimensional space before monitoring the embedded observations. We prove how both methods provide a controllable Type I error probability, after which they are contrasted for their corresponding fault detection ability. Extensive numerical experiments on a synthetic process and on a replicated Tennessee Eastman Process show that the conceptually simpler manifold-fitting approach achieves performance competitive with, and sometimes superior to, the more classical lower-dimensional manifold monitoring methods. In addition, we demonstrate the practical applicability of the proposed manifold-fitting approach by successfully detecting surface anomalies in a real image dataset of electrical commutators.
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