探讨情感计算与大模型如何处理情绪数据及其隐私与伦理挑战
Affective Computing and Emotional Data: Challenges and Implications in Privacy Regulations, The AI Act, and Ethics in Large Language Models
- 结合神经网络与心理学,分析面部与语音情绪识别技术
- 指出被动收集的情绪数据可能侵犯个人自主权与隐私
- 适合关注AI伦理、数据合规与跨文化情绪识别的研究者
本文研究人工智能系统中情感智能的融合,聚焦于情感计算及大型语言模型(如ChatGPT、Claude)在识别与回应人类情绪方面的进展。基于计算机科学、心理学与神经科学的跨学科研究,分析用于处理面部表情的卷积神经网络(CNN)和用于语音、文本等序列数据的循环神经网络(RNN)等基础架构。探讨人类情感体验如何转化为结构化情绪数据,区分研究中经知情同意获取的显式情绪数据与日常数字交互中被动采集的隐式数据。这引发对合法处理、AI透明度以及个体在数字环境中对情绪表达自主权的重大关切。论文分析医疗、教育、客户服务等领域的应用影响,讨论情感表达的文化差异及不同人群间情绪识别系统的潜在偏见。从监管视角出发,审视欧盟GDPR与《人工智能法案》框架下情绪数据作为敏感个人数据的法律地位,强调需实施目的限制、数据最小化与有效同意机制等强保护措施。
原文摘要 · Abstract (English)
This paper examines the integration of emotional intelligence into artificial intelligence systems, with a focus on affective computing and the growing capabilities of Large Language Models (LLMs), such as ChatGPT and Claude, to recognize and respond to human emotions. Drawing on interdisciplinary research that combines computer science, psychology, and neuroscience, the study analyzes foundational neural architectures - CNNs for processing facial expressions and RNNs for sequential data, such as speech and text - that enable emotion recognition. It examines the transformation of human emotional experiences into structured emotional data, addressing the distinction between explicit emotional data collected with informed consent in research settings and implicit data gathered passively through everyday digital interactions. That raises critical concerns about lawful processing, AI transparency, and individual autonomy over emotional expressions in digital environments. The paper explores implications across various domains, including healthcare, education, and customer service, while addressing challenges of cultural variations in emotional expression and potential biases in emotion recognition systems across different demographic groups. From a regulatory perspective, the paper examines emotional data in the context of the GDPR and the EU AI Act frameworks, highlighting how emotional data may be considered sensitive personal data that requires robust safeguards, including purpose limitation, data minimization, and meaningful consent mechanisms.
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