arXiv:2509.26427cs.LGcs.AI2025-09NeurIPS被引 10

基于梯度上升的遗忘方法常因数据依赖失效,反而让模型更差。

Ascent Fails to Forget

  • 利用梯度上升优化时,遗忘集与保留集的统计依赖导致效果反向
  • 随机遗忘集下,降低遗忘集指标会连带损害整体测试性能
  • 在逻辑回归中,迭代可能偏离理想重训练模型,甚至比原模型更差

与普遍认知相反,我们发现基于梯度上升的无约束优化方法在机器遗忘任务中频繁失败,原因在于遗忘集与保留集之间存在的固有统计依赖关系。这种依赖即使仅表现为简单相关性,也会破坏两者可独立操作的假象。我们通过实证和理论分析表明,该忽略的关系正是失败根源。对于随机遗忘集,这种依赖意味着降低遗忘集指标(应等同于测试集指标)不可避免地损害整体测试表现。以逻辑回归为例,当存在集间依赖时,梯度下降-上升迭代过程会逐步偏离理想重训练模型。令人震惊的是,这些方法可能收敛到远离理想解且甚至比原始模型更差的解,使遗忘过程产生反效果。一个简化示例进一步说明,这种依赖可能将模型困在无法通过微调逃离的次优局部极小值。我们的研究揭示,即使仅表现为相关性,此类统计依赖也足以导致基于上升的遗忘方法失效。理论洞见在复杂神经网络上的实验中得到验证,说明这些方法因未处理的统计交互而实际表现不佳。

原文摘要 · Abstract (English)

Contrary to common belief, we show that gradient ascent-based unconstrained optimization methods frequently fail to perform machine unlearning, a phenomenon we attribute to the inherent statistical dependence between the forget and retain data sets. This dependence, which can manifest itself even as simple correlations, undermines the misconception that these sets can be independently manipulated during unlearning. We provide empirical and theoretical evidence showing these methods often fail precisely due to this overlooked relationship. For random forget sets, this dependence means that degrading forget set metrics (which, for a retrained model, should mirror test set metrics) inevitably harms overall test performance. Going beyond random sets, we consider logistic regression as an instructive example where a critical failure mode emerges: inter-set dependence causes gradient descent-ascent iterations to progressively diverge from the ideal retrained model. Strikingly, these methods can converge to solutions that are not only far from the retrained ideal but are potentially even further from it than the original model itself, rendering the unlearning process actively detrimental. A toy example further illustrates how this dependence can trap models in inferior local minima, inescapable via finetuning. Our findings highlight that the presence of such statistical dependencies, even when manifest only as correlations, can be sufficient for ascent-based unlearning to fail. Our theoretical insights are corroborated by experiments on complex neural networks, demonstrating that these methods do not perform as expected in practice due to this unaddressed statistical interplay.

机器遗忘梯度上升统计依赖模型退化

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