arXiv:2510.03368cs.CYcs.AI2025-10AAAI被引 8

针对去中心化组织的AI治理难题,提出可自适应的分层治理框架。

An Adaptive Responsible AI Governance Framework for Decentralized Organizations

  • 构建三层架构:统一标准、中央支持、本地实施,兼顾集中与自主。
  • 发现四类共性挑战:原则落地难、区域差异大、责任不明确、理解偏差多。
  • 适合正在推进AI治理的跨国企业或分布式科研组织参考。

本文通过一所顶尖研究型大学与一家跨国企业的案例合作,探讨全球去中心化组织中负责任AI(RAI)治理评估的挑战。尽管已有诸多RAI框架,但在决策权分散的复杂组织环境中其应用仍鲜有研究。我们的跨业务单元和多种AI应用场景的评估揭示了四大关键模式:(1)群体指导与本地解读之间的复杂互动;(2)将抽象原则转化为实际操作的困难;(3)区域与职能层面实施方式的差异;(4)风险监督中的问责不一致。基于此,我们提出自适应负责任AI治理(ARGO)框架,通过三个相互关联的层次实现中央协调与地方自主的平衡:共享基础标准、中央咨询资源、情境化本地实施。本研究贡献于学术-产业协同的RAI评估实践,强调模块化治理对适应组织复杂性、保持原则一致性的价值。这些洞见为去中心化结构中从理念到实践的过渡提供了切实可行的指导。

原文摘要 · Abstract (English)

This paper examines the assessment challenges of Responsible AI (RAI) governance efforts in globally decentralized organizations through a case study collaboration between a leading research university and a multinational enterprise. While there are many proposed frameworks for RAI, their application in complex organizational settings with distributed decision-making authority remains underexplored. Our RAI assessment, conducted across multiple business units and AI use cases, reveals four key patterns that shape RAI implementation: (1) complex interplay between group-level guidance and local interpretation, (2) challenges translating abstract principles into operational practices, (3) regional and functional variation in implementation approaches, and (4) inconsistent accountability in risk oversight. Based on these findings, we propose an Adaptive RAI Governance (ARGO) Framework that balances central coordination with local autonomy through three interdependent layers: shared foundation standards, central advisory resources, and contextual local implementation. We contribute insights from academic-industry collaboration for RAI assessments, highlighting the importance of modular governance approaches that accommodate organizational complexity while maintaining alignment with responsible AI principles. These lessons offer practical guidance for organizations navigating the transition from RAI principles to operational practice within decentralized structures.

AI治理去中心化负责任AI组织协同

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