arXiv:2510.06728cs.IR2025-10

通过因果干预揭示神经排序模型如何计算关键词频率影响。

Reproducing and Extending Causal Insights Into Term Frequency Computation in Neural Rankers

  • 用激活修补法分析模型各层注意力头的因果作用。
  • 发现部分注意力头编码了词频增益递减的检索规律。
  • 适合关注模型可解释性与排序机制的研究者。

神经排序模型在文档检索、重排序、问答和对话式检索等任务中表现优异,但其内部决策过程仍不清晰,尤其在模型规模增大时。现有可解释性方法多关注相关性而非因果关系。本文复现并扩展了陈等人提出的因果干预框架,用于反向解析神经检索模型中的相关性计算机制。研究验证了原论文的核心结论,并引入新的词频递减轴:查询词频越高,其对排名的提升作用越小。成功识别出一组编码该轴的注意力头,并分析其行为,揭示了神经排序模型内部决策过程的运作方式。

原文摘要 · Abstract (English)

Neural ranking models have shown outstanding performance across a variety of tasks, such as document retrieval, re-ranking, question answering and conversational retrieval. However, the inner decision process of these models remains largely unclear, especially as models increase in size. Most interpretability approaches, such as probing, focus on correlational insights rather than establishing causal relationships. The paper 'Axiomatic Causal Interventions for Reverse Engineering Relevance Computation in Neural Retrieval Models' by Chen et al. addresses this gap by introducing a framework for activation patching - a causal interpretability method - in the information retrieval domain, offering insights into how neural retrieval models compute document relevance. The study demonstrates that neural ranking models not only capture term-frequency information, but also that these representations can be localized to specific components of the model, such as individual attention heads or layers. This paper aims to reproduce the findings by Chen et al. and to further explore the presence of pre-defined retrieval axioms in neural IR models. We validate the main claims made by Chen et al., and extend the framework to include an additional term-frequency axiom, which states that the impact of increasing query term frequency on document ranking diminishes as the frequency becomes higher. We successfully identify a group of attention heads that encode this axiom and analyze their behavior to give insight into the inner decision-making process of neural ranking models.

神经排序可解释性注意力头因果推理

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