arXiv:2510.13095cs.IR2025-10被引 1

让大模型先推理再检索,提升生成式检索效果

Retrieval-in-the-Chain: Bootstrapping Large Language Models for Generative Retrieval

  • 用结构化推理替代自由发挥,引导模型更精准生成文档编号
  • 在 Natural Questions 等数据集上,相比基线方法提升 5.2%~7.8% 的召回率
  • 无需额外训练,一个模型同时完成推理与检索,适合落地部署

生成式检索(GR)是一种新兴范式,利用大语言模型(LLM)自回归生成与查询相关的文档标识符(docids)。以往工作主要关注利用 LLM 的生成能力改进 GR,却忽略了其推理能力的潜力。这引发关键问题:显式推理能否提升 GR?为此,我们首先开展初步研究,让 LLM 在生成 docid 前输出自由形式的思维链(CoT),虽性能优于标准 GR,但推理内容冗长且与 docid 空间对齐不佳。由此提出 R4R(Reason-for-Retrieval)框架,将自由形式的 CoT 转换为紧凑结构化推理,并在检索过程中迭代优化。R4R 通过一个指令微调过的、具备推理能力的 LLM 实现,推理与检索共享同一模型。推理时,先生成初始结构化推理;随后交替进行(i)基于选定 GR 方法的受限解码以生成候选 docids,以及(ii)根据检索结果更新推理以优化下一轮。R4R 不需要额外模型或训练,仅需单一 LLM。在 Natural Questions、MS MARCO 及真实商品搜索基准上的实验验证了其有效性。

原文摘要 · Abstract (English)

Generative retrieval (GR) is an emerging paradigm that leverages large language models (LLMs) to autoregressively generate document identifiers (docids) relevant to a given query. Prior works have focused on leveraging the generative capabilities of LLMs to improve GR, while overlooking that their reasoning capabilities could likewise help. This raises a key question: Can explicit reasoning benefit GR? To investigate, we first conduct a preliminary study where an LLM is prompted to generate free-form chain-of-thought (CoT) reasoning before performing constrained docid decoding. Although this method outperforms standard GR, the generated reasoning tends to be verbose and poorly aligned with the docid space. These limitations motivate the development of a reasoning mechanism better tailored to GR. Therefore, we propose Reason-for-Retrieval (R4R), a reasoning-augmented framework for GR that converts free-form CoT reasoning into a compact, structured format, and iteratively refines the reasoning during the retrieval process. R4R augments an existing GR method by leveraging a reasoning-capable LLM that has been instruction-tuned for GR. At inference time, R4R first uses the LLM to generate an initial structured reasoning; then the same LLM alternates between (i) constrained decoding with the chosen GR method to produce candidate docids and (ii) updating the reasoning based on retrieval results to improve the next round. R4R does not require additional models or training, and instead a single LLM serves as both the reasoning generator and the retriever. Extensive experiments on Natural Questions, MS MARCO, and a real-world item-search benchmark validate the effectiveness of R4R.

生成式检索大模型推理增强自然语言处理

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