arXiv:2510.15422stat.MLcs.LG2025-10

用信息论统一开放世界机器学习的不确定性与知识演化机制。

Information Theory in Open-world Machine Learning Foundations, Frameworks, and Future Direction

  • 以熵、互信息等概念构建开放环境下的知识获取数学语言。
  • 提出三类信息理论框架:安全拒识、新概念发现与稳定持续学习。
  • 适合关注可信智能系统、长期适应性学习的研究者阅读。

开放世界机器学习旨在构建能识别已知类别、拒绝未知样本并持续学习新知识的智能系统。尽管在开集识别、新颖性检测和持续学习方面取得进展,该领域仍缺乏统一的理论基础来量化不确定性、刻画信息传递并解释动态非平稳环境中的学习适应性。本文综述信息论在开放世界机器学习中的应用,强调熵、互信息和KL散度等核心概念如何为开放环境下知识获取、不确定性抑制与风险控制提供数学描述。将近期研究归纳为三大方向:信息论驱动的开集识别实现未知样本的安全拒识,信息引导的新颖性发现促进新概念形成,信息保留的持续学习保障长期稳定适应。进一步探讨信息论与可证明学习框架(如PAC-Bayes界、开空间风险理论、因果信息流)的理论关联,推动可证明且可信的开放世界智能发展。最后指出关键开放问题:信息风险量化、动态互信息边界构建、多模态信息融合,以及信息论与因果推理、世界模型学习的整合。

原文摘要 · Abstract (English)

Open world Machine Learning (OWML) aims to develop intelligent systems capable of recognizing known categories, rejecting unknown samples, and continually learning from novel information. Despite significant progress in open set recognition, novelty detection, and continual learning, the field still lacks a unified theoretical foundation that can quantify uncertainty, characterize information transfer, and explain learning adaptability in dynamic, nonstationary environments. This paper presents a comprehensive review of information theoretic approaches in open world machine learning, emphasizing how core concepts such as entropy, mutual information, and Kullback Leibler divergence provide a mathematical language for describing knowledge acquisition, uncertainty suppression, and risk control under open world conditions. We synthesize recent studies into three major research axes: information theoretic open set recognition enabling safe rejection of unknowns, information driven novelty discovery guiding new concept formation, and information retentive continual learning ensuring stable long term adaptation. Furthermore, we discuss theoretical connections between information theory and provable learning frameworks, including PAC Bayes bounds, open-space risk theory, and causal information flow, to establish a pathway toward provable and trustworthy open world intelligence. Finally, the review identifies key open problems and future research directions, such as the quantification of information risk, development of dynamic mutual information bounds, multimodal information fusion, and integration of information theory with causal reasoning and world model learning.

信息论开放世界持续学习可信AI

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