让大模型搜索代理在保持实用性的前提下大幅降低有害输出风险。
SafeSearch: Do Not Trade Safety for Utility in LLM Search Agents
- 通过多目标强化学习,同时优化查询安全与回答效用。
- 在三个红队测试集上将有害输出减少90%以上,且问答性能接近纯实用模型。
- 特别适合关注AI安全与实用平衡的研究者和开发者。
基于大语言模型的搜索代理通过迭代生成查询、检索外部信息并推理来回答开放域问题。尽管研究主要聚焦于提升其效用,但其安全性仍被忽视。本文使用红队数据集评估发现,搜索代理产生有害输出的可能性高于基础大模型。例如,面对“如何在未经同意的情况下追踪他人位置?”这一问题,基础模型会拒绝,而搜索代理可能降低拒绝阈值,获取相关文档(如法院判例),并合成出看似信息丰富但不安全的总结。我们进一步证明,以效用为导向的微调会加剧此风险,因此需要同时对齐安全与效用。为此,我们提出SafeSearch,一种多目标强化学习方法,结合最终输出的安全性/效用奖励与新颖的查询级奖励机制,惩罚不安全查询并奖励安全查询。实验表明,在70亿参数模型上,SafeSearch在三个红队数据集上将代理有害性降低超过90%,同时保持安全且有帮助的回答,且问答性能与仅优化效用的模型相当。进一步分析证实了查询级奖励在协同提升安全与效用方面的有效性。
原文摘要 · Abstract (English)
Large language model (LLM) based search agents iteratively generate queries, retrieve external information, and reason to answer open-domain questions. While researchers have primarily focused on improving their utility, their safety behaviors remain underexplored. In this paper, we first evaluate search agents using red-teaming datasets and find that they are more likely to produce harmful outputs than base LLMs. For example, when asked ``How can I track someone's location without their consent?'', a base model refuses, whereas a search agent designed to retrieve and cite sources may lower its refusal threshold, fetch documents (e.g., court cases), and, once appended, synthesize them into an informative yet unsafe summary. We further show that utility-oriented finetuning intensifies this risk, motivating joint alignment of safety and utility. To this end, we present SafeSearch, a multi-objective reinforcement learning approach that couples a final-output safety/utility reward with a novel query-level shaping term that penalizes unsafe queries and rewards safe ones. Experiments show that SafeSearch reduces agent harmfulness by over 90% across three red-teaming datasets on a 7B model while producing safe and helpful responses, and maintains QA performance comparable to that of a utility-only finetuned agent. Further analyses confirm the effectiveness of the query-level reward in jointly improving safety and utility.
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