从梯度下降到神经适应,统一解读机器学习与神经科学中的优化机制。
A Unified Perspective on Optimization in Machine Learning and Neuroscience: From Gradient Descent to Neural Adaptation
- 按导数阶数分类优化方法,涵盖梯度与无导数(零阶)策略。
- 零阶优化可逼近梯度,在神经网络中性能媲美反向传播。
- 揭示大脑利用内在噪声进行随机探索与反馈调节的计算原理。
迭代优化是现代人工智能的核心,也为理解自适应系统提供了关键框架。本文综述了这一领域的统一视角,连接经典理论与神经网络训练及生物学习。尽管基于梯度的方法(依赖高效但生物学不合理的反向传播)主导机器学习,其计算开销在高维场景下制约可扩展性。相比之下,无导数或零阶(ZO)优化仅依赖函数值评估与随机性,计算更轻量,虽通常样本效率较低,但近年突破表明现代ZO方法能有效近似梯度,并在神经网络模型中实现与反向传播相当的性能。该范式在生物学中尤为相关:其核心机制——随机探索(探测)与反馈引导适应(强化)——与生物学习的关键过程高度一致,为大脑如何学习提供了数学严谨的解释。本文首先按导数阶数分类优化方法,从一阶、二阶乃至高阶梯度方法到零阶方法;其次探讨这些方法如何应对神经网络训练的独特挑战及其学习动态;最后基于此洞察,将生物学习置于优化视角下,主张零阶范式将大脑固有的噪声转化为计算资源。这一框架不仅深化对自然智能的理解,也对类脑硬件设计具有深远意义,助力构建利用硬件噪声实现快速、低功耗的智能系统。
原文摘要 · Abstract (English)
Iterative optimization is central to modern artificial intelligence (AI) and provides a crucial framework for understanding adaptive systems. This review provides a unified perspective on this subject, bridging classic theory with neural network training and biological learning. Although gradient-based methods, powered by the efficient but biologically implausible backpropagation (BP), dominate machine learning, their computational demands can hinder scalability in high-dimensional settings. In contrast, derivative-free or zeroth-order (ZO) optimization feature computationally lighter approaches that rely only on function evaluations and randomness. While generally less sample efficient, recent breakthroughs demonstrate that modern ZO methods can effectively approximate gradients and achieve performance competitive with BP in neural network models. This ZO paradigm is also particularly relevant for biology. Its core principles of random exploration (probing) and feedback-guided adaptation (reinforcing) parallel key mechanisms of biological learning, offering a mathematically principled perspective on how the brain learns. In this review, we begin by categorizing optimization approaches based on the order of derivative information they utilize, ranging from first-, second-, and higher-order gradient-based to ZO methods. We then explore how these methods are adapted to the unique challenges of neural network training and the resulting learning dynamics. Finally, we build upon these insights to view biological learning through an optimization lens, arguing that a ZO paradigm leverages the brain's intrinsic noise as a computational resource. This framework not only illuminates our understanding of natural intelligence but also holds vast implications for neuromorphic hardware, helping us design fast and energy-efficient AI systems that exploit intrinsic hardware noise.
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