arXiv:2510.19593cs.SEcs.AI2025-10综述被引 7

按目标分类135篇云服务故障根因分析论文,理清不同研究真目的。

A Goal-Driven Survey on Root Cause Analysis

  • 按研究目标而非数据类型分类,区分故障定位与缺陷修复等不同任务。
  • 梳理2014至2025年135篇论文,揭示领域进展与空白。
  • 适合想厘清研究脉络的从业者和研究人员快速入门。

根因分析(RCA)是大规模云服务故障管理中的关键环节。尽管‘根因分析’一词被广泛使用,但不同研究对任务的定义差异显著,因为‘RCA’隐含了目标各异的任务。例如,快速定位故障服务以实现迅速排错,与识别具体功能缺陷以实现彻底修复,本质目标完全不同。然而,以往综述大多仅按输入数据类型(如基于指标或基于追踪的方法)分类,导致目标相异的工作被混为一谈,掩盖了领域真实进展与缺口。同时,现有综述读者要么是希望了解任务目标与整体图景的初学者,要么是希望在相同任务设定下梳理过往研究的研究者。因此,按目标组织的综述亟需出现。本文提出一种目标驱动框架,基于135篇2014至2025年间关于云服务事件管理中根因分析的论文,对其多样化的研究目标进行有效分类与整合。除目标驱动分类外,还讨论所有RCA研究的终极目标作为涵盖不同形式的统摄性概念,并指出当前开放挑战与未来方向。

原文摘要 · Abstract (English)

Root Cause Analysis (RCA) is a crucial aspect of incident management in large-scale cloud services. While the term root cause analysis or RCA has been widely used, different studies formulate the task differently. This is because the term "RCA" implicitly covers tasks with distinct underlying goals. For instance, the goal of localizing a faulty service for rapid triage is fundamentally different from identifying a specific functional bug for a definitive fix. However, previous surveys have largely overlooked these goal-based distinctions, conventionally categorizing papers by input data types (e.g., metric-based vs. trace-based methods). This leads to the grouping of works with disparate objectives, thereby obscuring the true progress and gaps in the field. Meanwhile, the typical audience of an RCA survey is either laymen who want to know the goals and big picture of the task or RCA researchers who want to figure out past research under the same task formulation. Thus, an RCA survey that organizes the related papers according to their goals is in high demand. To this end, this paper presents a goal-driven framework that effectively categorizes and integrates 135 papers on RCA in the context of cloud incident management based on their diverse goals, spanning the period from 2014 to 2025. In addition to the goal-driven categorization, it discusses the ultimate goal of all RCA papers as an umbrella covering different RCA formulations. Moreover, the paper discusses open challenges and future directions in RCA.

根因分析云服务综述目标驱动

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