解决原型自监督学习中原型坍缩问题,提升表征多样性与性能。
Why Prototypes Collapse: Diagnosing and Preventing Partial Collapse in Prototypical Self-Supervised Learning
- 分离编码器与原型的优化目标,避免联合训练引发的冗余
- 使用在线EM风格的高斯混合模型更新原型,保持多样性
- 无需额外正则化,显著提升下游任务表现
原型自监督学习方法普遍存在部分原型坍缩现象,即多个原型收敛到几乎相同的表示。这削弱了其核心目标——提供多样且信息丰富的目标以引导编码器学习丰富表征,导致实践者不得不过度参数化原型集或添加临时正则化,仅缓解症状而非根治。我们通过实证分析发现,坍缩源于编码器与原型的联合优化,促使一种捷径学习:训练初期原型趋向于最小化损失的冗余表示,而非提升表征多样性。为此,我们提出完全解耦的训练策略,分别在独立目标下学习编码器与原型。具体地,将原型建模为通过在线EM式过程更新的高斯混合模型,与编码器损失无关。该简单而严谨的解耦方法无需显式正则化即可消除原型坍缩,始终生成多样化原型,并带来更强的下游性能。
原文摘要 · Abstract (English)
Prototypical self-supervised learning methods consistently suffer from partial prototype collapse, where multiple prototypes converge to nearly identical representations. This undermines their central purpose -- providing diverse and informative targets to guide encoders toward rich representations -- and has led practitioners to over-parameterize prototype sets or add ad-hoc regularizers, which mitigate symptoms rather than address the root cause. We empirically trace the collapse to the joint optimization of encoders and prototypes, which encourages a type of shortcut learning: early in training prototypes drift toward redundant representations that minimize loss without necessarily enhancing representation diversity. To break the joint optimization, we introduce a fully decoupled training strategy that learns prototypes and encoders under separate objectives. Concretely, we model prototypes as a Gaussian mixture updated with an online EM-style procedure, independent of the encoder's loss. This simple yet principled decoupling eliminates prototype collapse without explicit regularization and yields consistently diverse prototypes and stronger downstream performance.
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