arXiv:2510.21440cs.CLcs.IR2025-10Conference of the …被引 4

为大模型检索评估设计新指标,解决传统方法不适用的问题

Redefining Retrieval Evaluation in the Era of LLMs

  • 用大模型视角定义文档价值,区分有用和干扰内容
  • 新指标UDCG与问答准确率相关性提升36%
  • 适合评估RAG系统中检索模块的性能

传统信息检索指标如nDCG、MAP、MRR假设人类用户按顺序浏览文档并逐级降低注意力,这一假设在检索增强生成(RAG)系统中失效。因大语言模型(LLMs)会整体处理所有召回文档而非逐个阅读,且相关但无关的文档会显著降低生成质量,而传统指标既未考虑这种非序列消费模式,也忽略干扰项的负面作用。本文提出基于效用的标注方案,量化相关段落的正向贡献与干扰项的负向影响。在此基础上,提出面向大模型的UDCG(Utility and Distraction-aware Cumulative Gain)指标,采用适用于大模型的位置衰减机制,直接优化与端到端答案准确率的相关性。在五个数据集和六种LLMs上的实验表明,UDCG相比传统指标相关性最高提升36%。本工作推动了信息检索评估与大模型使用者需求的对齐,为可靠评估RAG组件提供了新工具。

原文摘要 · Abstract (English)

Traditional Information Retrieval (IR) metrics, such as nDCG, MAP, and MRR, assume that human users sequentially examine documents with diminishing attention to lower ranks. This assumption breaks down in Retrieval Augmented Generation (RAG) systems, where search results are consumed by Large Language Models (LLMs), which, unlike humans, process all retrieved documents as a whole rather than sequentially. Additionally, traditional IR metrics do not account for related but irrelevant documents that actively degrade generation quality, rather than merely being ignored. Due to these two major misalignments, namely human vs. machine position discount and human relevance vs. machine utility, classical IR metrics do not accurately predict RAG performance. We introduce a utility-based annotation schema that quantifies both the positive contribution of relevant passages and the negative impact of distracting ones. Building on this foundation, we propose UDCG (Utility and Distraction-aware Cumulative Gain), a metric using an LLM-oriented positional discount to directly optimize the correlation with the end-to-end answer accuracy. Experiments on five datasets and six LLMs demonstrate that UDCG improves correlation by up to 36% compared to traditional metrics. Our work provides a critical step toward aligning IR evaluation with LLM consumers and enables more reliable assessment of RAG components

检索评估RAGLLM指标UDCG

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