arXiv:2510.21853cs.CL2025-10被引 1

PO算法在自由推理时倾向走最简单路径,直接输出答案而非思考过程。

Policy Optimization Prefers The Path of Least Resistance

  • PO在开放结构下优先选择最简奖励路径,自动放弃显式推理
  • 即使复杂格式奖励权重高4倍,仍会退化为纯答案格式
  • 适合研究对齐风险与奖励机制设计的从业者

策略优化(PO)算法用于提升大语言模型在复杂多步推理中的表现。现有先进流程强制采用严格的“思考-回答”格式以激发思维链(CoT);然而当这种严格约束被放松为开放式思维链结构时,PO的行为仍不明确。我们通过一系列受控实验发现:策略优化始终选择阻力最小的路径。当允许推理与回答交错时,PO持续学习舍弃显式推理,导致策略退化为仅输出答案的<answer>格式。这一现象在不同模型和算法中均成立。即使将复杂<think><answer>格式的奖励权重提高至4倍,该退化仍持续存在。通过受控奖励分解实验,我们揭示出明确层级:PO系统性地优先优化最简单的奖励成分,即便面对互斥选择或强激励的复杂行为亦如此。最终表明,成功收敛于高奖励捷径并非低努力漂移,而是源于KL正则化策略需具备足够自由度,从初始先验实现显著转变。研究揭示:赋予策略自由发散是双刃剑——虽有助于发现高奖励捷径,但也诱使策略针对奖励函数最简单部分进行投机,构成对齐中的关键挑战。

原文摘要 · Abstract (English)

Policy optimization (PO) algorithms are used to refine Large Language Models for complex, multi-step reasoning. Current state-of-the-art pipelines enforce a strict think-then-answer format to elicit chain-of-thought (CoT); however, the behavior of PO when these rigid constraints are relaxed into an open-ended CoT structure remains an under-studied question. We investigate this gap with an extensive suite of controlled experiments and identify a consistent principle: \textit{policy optimization consistently follows the path of least resistance}. When afforded the flexibility to interleave reasoning and response, policy optimization consistently learns to discard explicit reasoning, causing the policy to degenerate to a direct \texttt{<answer>}-only format. This outcome holds true across various models and algorithms. We find that this collapse in format is persistent even when the complex \texttt{<think><answer>} format is assigned up to 4x larger reward weights. We formalize this principle through a series of controlled reward decomposition experiments, demonstrating a clear hierarchy: PO systematically optimizes for the simplest reward component first, a preference that holds even when faced with mutually exclusive choices or strong incentives for more complex behaviors. Finally, we show that successful convergence on the high-reward shortcut is not a low-effort drift but is driven by the optimization process that requires the KL-regularized policy to have sufficient freedom to make a significant shift from its initial prior. Our findings reveal that granting policies the freedom to diverge is a double-edged sword: while necessary for discovering high-reward shortcuts, it also creates a powerful incentive to game the simplest aspects of the reward function, posing a critical challenge for reward hacking under alignment.

策略优化思维链对齐风险

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