用可解释性方法提升工业故障检测的准确率与透明度。
Combining SHAP and Causal Analysis for Interpretable Fault Detection in Industrial Processes
- 结合SHAP与因果分析,识别关键故障特征。
- 在Tennessee Eastman数据集上提升故障检测可解释性。
- 适合工业界需要透明决策的场景使用。
工业过程产生复杂数据,传统机器学习方法虽先进但结果不透明、效果有限。本研究以广为人知的Tennessee Eastman Process为基准,构建新型故障检测框架。初期标准模型表现不佳,遂转向更易处理的方法:利用SHAP(SHapley Additive exPlanations)识别驱动故障预测的关键过程特征,降低问题复杂度。由此可应用多种算法生成的有向无环图进行因果分析,揭示故障传播机制。结果与SHAP分析高度一致,均强调冷却系统和分离系统等核心环节的作用。该方法不仅提升检测精度,还为操作员提供明确的故障根源洞察,实现了预测能力与因果理解的融合,目前尚未见此类结合应用于该领域。此双轨策略为复杂制造环境监控提供了可靠工具,推动更智能、可解释的工业故障检测发展。
原文摘要 · Abstract (English)
Industrial processes generate complex data that challenge fault detection systems, often yielding opaque or underwhelming results despite advanced machine learning techniques. This study tackles such difficulties using the Tennessee Eastman Process, a well-established benchmark known for its intricate dynamics, to develop an innovative fault detection framework. Initial attempts with standard models revealed limitations in both performance and interpretability, prompting a shift toward a more tractable approach. By employing SHAP (SHapley Additive exPlanations), we transform the problem into a more manageable and transparent form, pinpointing the most critical process features driving fault predictions. This reduction in complexity unlocks the ability to apply causal analysis through Directed Acyclic Graphs, generated by multiple algorithms, to uncover the underlying mechanisms of fault propagation. The resulting causal structures align strikingly with SHAP findings, consistently highlighting key process elements-like cooling and separation systems-as pivotal to fault development. Together, these methods not only enhance detection accuracy but also provide operators with clear, actionable insights into fault origins, a synergy that, to our knowledge, has not been previously explored in this context. This dual approach bridges predictive power with causal understanding, offering a robust tool for monitoring complex manufacturing environments and paving the way for smarter, more interpretable fault detection in industrial systems.
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