通过重采样分析大模型推理路径分布,揭示真实因果关系。
Thought Branches: Interpreting LLM Reasoning Requires Resampling
- 用重采样方法研究多个推理路径,而非单一链路。
- 发现自保语句对行为影响小,且编辑效果不稳定。
- 提出韧性度量,可识别关键决策步骤的真正作用。
多数推理模型解释工作仅分析单一思维链(CoT),但这些模型实际上生成多条可能的CoT分布。我们指出,仅研究单一样本不足以理解因果影响与底层计算机制。尽管完整刻画该分布不可行,可通过仅重采样后续文本来衡量部分CoT的影响。本文通过案例研究展示该方法:1)当模型声称某理由驱动行为时,该理由是否真起作用?在“代理错位”场景中,自保语句因果影响微弱,表明其未真正驱动勒索行为;2)人工修改CoT能否有效引导推理?重采样并选择具备目标属性的完成路径是一种合理的在策略干预方式;相比而言,离策略干预在决策任务中效果小且不稳定;3)如何评估删除一个推理步骤的影响?若模型可能重复该内容,我们引入韧性度量,通过反复重采样阻止相似内容重现下游。关键规划性陈述虽抗删除,但一旦被移除则产生巨大影响;4)当CoT存在“不忠实”现象时,该方法仍有效?通过适应因果中介分析,我们发现那些未明确提及但影响输出的提示,会以细微而累积的方式持续影响推理过程,即使提示被移除亦如此。总体而言,通过重采样研究分布,可实现可靠的因果分析、更清晰的推理叙事,并支持原则性的CoT干预。
原文摘要 · Abstract (English)
Most work interpreting reasoning models studies only a single chain-of-thought (CoT), yet these models define distributions over many possible CoTs. We argue that studying a single sample is inadequate for understanding causal influence and the underlying computation. Though fully specifying this distribution is intractable, we can measure a partial CoT's impact by resampling only the subsequent text. We present case studies using resampling to investigate model decisions. First, when a model states a reason for its action, does that reason actually cause the action? In "agentic misalignment" scenarios, we find that self-preservation sentences have small causal impact, suggesting they do not meaningfully drive blackmail. Second, are artificial edits to CoT sufficient for steering reasoning? Resampling and selecting a completion with the desired property is a principled on-policy alternative. We find that off-policy interventions yield small and unstable effects compared to resampling in decision-making tasks. Third, how do we understand the effect of removing a reasoning step when the model may repeat it post-edit? We introduce a resilience metric that repeatedly resamples to prevent similar content from reappearing downstream. Critical planning statements resist removal but have large effects when eliminated. Fourth, since CoT is sometimes "unfaithful", can our methods teach us anything in these settings? Adapting causal mediation analysis, we find that hints that causally affect the output without being explicitly mentioned exert a subtle and cumulative influence on the CoT that persists even if the hint is removed. Overall, studying distributions via resampling enables reliable causal analysis, clearer narratives of model reasoning, and principled CoT interventions.
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