剖析AI治理中决策者的权力机制与行动策略
Levers of Power in the Field of AI
- 基于新制度主义框架构建权力机制模型
- 通过12位高层决策者虚构角色呈现真实响应
- 为政策制定者与社会行动者提供可操作的治理参考
本文研究学术界、政府、企业及公民社会中的决策者如何在人工智能实施过程中应对权力问题。研究基于新制度主义理论,构建机构治理框架,通过个性化问卷收集决策者机构权限信息。研究呈现了来自北美和欧洲的12位高层决策者的匿名真实回应,以虚构人物形式展现其个人能动性、组织逻辑与制度基础设施的交织。这些回应揭示了决策者在人工智能领域的场域级个人权力,以及在变革时期维持机构稳定与推动制度变革的方法。论文末尾提出一份权力杠杆动态表,并给出五项可验证假设,供制度与社会运动研究者使用。总体而言,本研究为机构内政策制定者及其在公民社会中的同行提供了参与人工智能治理的实践洞见。
原文摘要 · Abstract (English)
This paper examines how decision makers in academia, government, business, and civil society navigate questions of power in implementations of artificial intelligence. The study explores how individuals experience and exercise levers of power, which are presented as social mechanisms that shape institutional responses to technological change. The study reports on the responses of personalized questionnaires designed to gather insight on a decision maker's institutional purview, based on an institutional governance framework developed from the work of Neo-institutionalists. Findings present the anonymized, real responses and circumstances of respondents in the form of twelve fictional personas of high-level decision makers from North America and Europe. These personas illustrate how personal agency, organizational logics, and institutional infrastructures may intersect in the governance of AI. The decision makers' responses to the questionnaires then inform a discussion of the field-level personal power of decision makers, methods of fostering institutional stability in times of change, and methods of influencing institutional change in the field of AI. The final section of the discussion presents a table of the dynamics of the levers of power in the field of AI for change makers and five testable hypotheses for institutional and social movement researchers. In summary, this study provides insight on the means for policymakers within institutions and their counterparts in civil society to personally engage with AI governance.
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