用深度库普曼模型提升巴氏杀菌单元的经济型预测控制效率
Deep Koopman Economic Model Predictive Control of a Pasteurisation Unit
- 基于深度神经网络学习系统线性动态,实现非线性过程的高效线性化
- 相比传统方法降低32%综合成本,能源消耗减少10.2%,材料损耗显著下降
- 适合关注热能密集型工业过程节能优化的研究者与工程师
本文提出一种基于深度库普曼理论的经济型模型预测控制(EMPC),用于实验室级巴氏杀菌单元(PU)的高效运行。该方法利用库普曼算子理论将复杂的非线性系统动力学转化为线性表示,从而在保持高精度的同时支持凸优化。深度库普曼模型通过神经网络从实验数据中学习线性动态,其开环预测准确率比传统N4SID子空间辨识方法提高45%。两种模型均被用于包含可解释经济成本(如能耗、不合格产品损失、执行器磨损)的EMPC设计,并通过松弛变量确保可行性。在多变量非线性PU模型上进行数值验证,考虑进料泵无法关闭及冷批次引入等外部扰动。结果表明,深度库普曼EMPC相比N4SID基线,总经济成本降低32%,主要源于材料损失和能耗减少;稳态运行时电能消耗降低10.2%。这凸显了深度库普曼表征与经济优化结合在资源高效控制中的实际优势。
原文摘要 · Abstract (English)
This paper presents a deep Koopman-based Economic Model Predictive Control (EMPC) for efficient operation of a laboratory-scale pasteurization unit (PU). The method uses Koopman operator theory to transform the complex, nonlinear system dynamics into a linear representation, enabling the application of convex optimization while representing the complex PU accurately. The deep Koopman model utilizes neural networks to learn the linear dynamics from experimental data, achieving a 45% improvement in open-loop prediction accuracy over conventional N4SID subspace identification. Both analyzed models were employed in the EMPC formulation that includes interpretable economic costs, such as energy consumption, material losses due to inadequate pasteurization, and actuator wear. The feasibility of EMPC is ensured using slack variables. The deep Koopman EMPC and N4SID EMPC are numerically validated on a nonlinear model of multivariable PU under external disturbance. The disturbances include feed pump fail-to-close scenario and the introduction of a cold batch to be pastuerized. These results demonstrate that the deep Koopmand EMPC achieves a 32% reduction in total economic cost compared to the N4SID baseline. This improvement is mainly due to the reductions in material losses and energy consumption. Furthermore, the steady-state operation via Koopman-based EMPC requires 10.2% less electrical energy. The results highlight the practical advantages of integrating deep Koopman representations with economic optimization to achieve resource-efficient control of thermal-intensive plants.
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