通过类别相似性提升置信预测的准确性和效率
Enhancing Conformal Prediction via Class Similarity
- 在置信预测分数中引入类别相似性惩罚项
- 显著减小预测集平均大小,同时减少语义差异类别的数量
- 无需人工划分类别,适用于各类模型和数据集
置信预测(Conformal Prediction, CP)是一种在高风险分类任务中表现优异的统计框架。与传统预测单一类别不同,CP生成一个预测集合,保证以预设概率包含真实标签。现有方法通常以预测集合的平均大小评估性能。当类别可划分为语义组(如需相似治疗的疾病)时,用户更希望预测集不仅平均规模小,且包含的语义差异类别少。本文提出一种通用增强方法:给定类别划分后,在CP评分函数中加入惩罚项,以抑制跨组错误。理论分析表明该策略在组相关指标上具有优势;令人惊讶的是,数学证明显示其还能降低任意CP评分函数的平均集合大小。我们揭示了此类改进背后的类别相似性机制,并提出利用模型嵌入实现无需人工划分的变体。大量实证研究涵盖主流CP方法、多种模型与多个数据集,结果表明本方法能持续提升各类CP性能。
原文摘要 · Abstract (English)
Conformal Prediction (CP) has emerged as a powerful statistical framework for high-stakes classification applications. Instead of predicting a single class, CP generates a prediction set, guaranteed to include the true label with a pre-specified probability. The performance of different CP methods is typically assessed by their average prediction set size. In setups where the classes can be partitioned into semantic groups, e.g., diseases that require similar treatment, users can benefit from prediction sets that are not only small on average, but also contain a small number of semantically different groups. This paper begins by addressing this problem and ultimately offers a widely applicable tool for boosting any CP method on any dataset. First, given a class partition, we propose augmenting the CP score function with a term that penalizes predictions with out-of-group errors. We theoretically analyze this strategy and prove its advantages for group-related metrics. Surprisingly, we show mathematically that, for common class partitions, it can also reduce the average set size of any CP score function. Our analysis reveals the class-similarity factors behind this improvement and motivates a variant that can further reduce prediction set size by leveraging the model's embeddings, without requiring any human semantic partition. Finally, we present an extensive empirical study, encompassing prominent CP methods, multiple models, and several datasets, which demonstrates that our class-similarity-based approach consistently enhances CP methods.
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