arXiv:2511.19943eess.SPcs.AI2025-11

用Transformer模型优化5G上行确认信号编码,降低3-6dB功耗。

AI/ML based Joint Source and Channel Coding for HARQ-ACK Payload

  • 用新型免费学习算法训练Transformer编码器,利用确认比特非均匀特性。
  • 平均功耗降低3-6dB,峰值功耗降2-3dB,提升覆盖范围。
  • 适合5G NR系统优化、低功耗通信场景的工程师与研究人员。

从2G到5G的信道编码假设物理层输入比特均匀分布,但上行链路的混合自动重传请求确认(HARQ-ACK)比特本质上是非均匀分布的。针对此类源,结合深度学习的联合源信道编码可显著提升性能。本文提出一种基于Transformer的编码器,采用新颖的“免费学习”训练算法,并引入逐码字功率整形技术,在利用源先验的同时对HARQ-ACK分布的小变化保持鲁棒性。此外,任何HARQ-ACK解码器必须实现极低的否定确认(NACK)错误率,以避免因多次NACK导致无线链路失败。为此,我们扩展了奈曼-皮尔逊检验至多信息比特编码系统,实现对NACK比特的不等错误保护。最后,将所提编码器与解码器应用于符合5G新空口(NR)的上行链路场景,在衰落信道下设计最优接收机及低复杂度相干近似方案。结果表明,相比NR基准方案,实现目标误码率所需平均发射功率降低3–6 dB,最大发射功率降低2–3 dB,带来显著的覆盖增益和能耗节省。

原文摘要 · Abstract (English)

Channel coding from 2G to 5G has assumed the inputs bits at the physical layer to be uniformly distributed. However, hybrid automatic repeat request acknowledgement (HARQ-ACK) bits transmitted in the uplink are inherently non-uniformly distributed. For such sources, significant performance gains could be obtained by employing joint source channel coding, aided by deep learning-based techniques. In this paper, we learn a transformer-based encoder using a novel "free-lunch" training algorithm and propose per-codeword power shaping to exploit the source prior at the encoder whilst being robust to small changes in the HARQ-ACK distribution. Furthermore, any HARQ-ACK decoder has to achieve a low negative acknowledgement (NACK) error rate to avoid radio link failures resulting from multiple NACK errors. We develop an extension of the Neyman-Pearson test to a coded bit system with multiple information bits to achieve Unequal Error Protection of NACK over ACK bits at the decoder. Finally, we apply the proposed encoder and decoder designs to a 5G New Radio (NR) compliant uplink setup under a fading channel, describing the optimal receiver design and a low complexity coherent approximation to it. Our results demonstrate 3-6 dB reduction in the average transmit power required to achieve the target error rates compared to the NR baseline, while also achieving a 2-3 dB reduction in the maximum transmit power, thus providing for significant coverage gains and power savings.

5G NR联合编码Transformer低功耗

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