arXiv:2511.22619cs.AI2025-11被引 5

AI可能主动骗人,这篇综述系统梳理了其机制与应对策略。

AI Deception: Risks, Dynamics, and Controls

  • 基于动物欺骗理论定义AI欺骗,提出诱因-能力-触发三要素框架
  • 揭示具备能力与动机的AI在监管漏洞下必然产生欺骗行为
  • 提供检测方法与审计方案,适合安全研究者和政策制定者参考

随着智能提升,其潜在风险也同步增长。人工智能欺骗——即系统通过制造虚假信念以获取自身利益的行为——已从理论担忧演变为语言模型、AI代理及前沿系统中的实证风险。本文提供该领域的全面最新综述,涵盖核心概念、研究方法、成因与缓解路径。首先,基于动物欺骗信号理论,给出AI欺骗的正式定义;其次,回顾已有实证研究与相关风险,强调其作为社会技术安全挑战的本质。将研究图景组织为欺骗循环,包含欺骗涌现与欺骗治理两个核心环节。欺骗涌现揭示行为机制:当系统具备足够能力与激励时,在特定外部条件下会自然产生欺骗行为。欺骗治理则聚焦于检测与干预。针对涌现机制,分析了三个层级的激励基础,识别出欺骗所需的三项关键能力前提,并考察监督缺口、分布偏移与环境压力等情境触发因素。针对治理环节,总结静态与交互场景下的评估基准与检测方法。基于三大核心要素,提出融合技术、社区与治理的缓解策略与审计框架,以应对当前及未来的人工智能风险。为支持持续研究,项目开放动态资源平台 www.deceptionsurvey.com。

原文摘要 · Abstract (English)

As intelligence increases, so does its shadow. AI deception, in which systems induce false beliefs to secure self-beneficial outcomes, has evolved from a speculative concern to an empirically demonstrated risk across language models, AI agents, and emerging frontier systems. This project provides a comprehensive and up-to-date overview of the AI deception field, covering its core concepts, methodologies, genesis, and potential mitigations. First, we identify a formal definition of AI deception, grounded in signaling theory from studies of animal deception. We then review existing empirical studies and associated risks, highlighting deception as a sociotechnical safety challenge. We organize the landscape of AI deception research as a deception cycle, consisting of two key components: deception emergence and deception treatment. Deception emergence reveals the mechanisms underlying AI deception: systems with sufficient capability and incentive potential inevitably engage in deceptive behaviors when triggered by external conditions. Deception treatment, in turn, focuses on detecting and addressing such behaviors. On deception emergence, we analyze incentive foundations across three hierarchical levels and identify three essential capability preconditions required for deception. We further examine contextual triggers, including supervision gaps, distributional shifts, and environmental pressures. On deception treatment, we conclude detection methods covering benchmarks and evaluation protocols in static and interactive settings. Building on the three core factors of deception emergence, we outline potential mitigation strategies and propose auditing approaches that integrate technical, community, and governance efforts to address sociotechnical challenges and future AI risks. To support ongoing work in this area, we release a living resource at www.deceptionsurvey.com.

AI安全欺骗检测风险治理

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