梳理AI软件工程中公平性要求的现状与挑战
A Gray Literature Study on Fairness Requirements in AI-enabled Software Engineering
- 分析灰色文献中公平性定义及在软件生命周期中的管理方式
- 发现数据偏差、算法设计等问题导致公平性失效
- 揭示不公平后果包括信任丧失、隐私风险和刻板印象强化
随着人工智能尤其是机器学习在各类软件场景中广泛应用,研究多聚焦于模型有效性(如F1分数),而对公平性的关注相对不足。本文通过对现有灰色文献的综述,考察了人工智能背景下公平性要求的定义、在软件开发生命周期(SDLC)中的管理实践,以及其被违反的原因与后果。研究发现,公平性常被定义为消除歧视、保障不同社会属性群体的平等对待;其管理贯穿模型训练、偏差缓解、监控评估及数据处理等环节,但实践差异显著。公平性缺失主要源于数据代表性偏差、算法与模型设计偏差、人为判断失误,以及评估与透明度不足。相应后果包括广泛损害,如专业与社会影响、刻板印象强化、数据与隐私风险,以及对AI决策信任与合法性的侵蚀。研究强调亟需建立一致框架,将公平性与有效性同等重视。
原文摘要 · Abstract (English)
Today, with the growing obsession with applying Artificial Intelligence (AI), particularly Machine Learning (ML), to software across various contexts, much of the focus has been on the effectiveness of AI models, often measured through common metrics such as F1- score, while fairness receives relatively little attention. This paper presents a review of existing gray literature, examining fairness requirements in AI context, with a focus on how they are defined across various application domains, managed throughout the Software Development Life Cycle (SDLC), and the causes, as well as the corresponding consequences of their violation by AI models. Our gray literature investigation shows various definitions of fairness requirements in AI systems, commonly emphasizing non-discrimination and equal treatment across different demographic and social attributes. Fairness requirement management practices vary across the SDLC, particularly in model training and bias mitigation, fairness monitoring and evaluation, and data handling practices. Fairness requirement violations are frequently linked, but not limited, to data representation bias, algorithmic and model design bias, human judgment, and evaluation and transparency gaps. The corresponding consequences include harm in a broad sense, encompassing specific professional and societal impacts as key examples, stereotype reinforcement, data and privacy risks, and loss of trust and legitimacy in AI-supported decisions. These findings emphasize the need for consistent frameworks and practices to integrate fairness into AI software, paying as much attention to fairness as to effectiveness.
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