arXiv:2512.09114cs.AIcs.CY2025-12被引 1

AI TIPS 2.0 提供可落地的AI治理框架,解决风险评估、执行落地与规模化管理难题。

AI TIPS 2.0: A Comprehensive Framework for Operationalizing AI Governance

  • 构建分用例定制的风险评估机制,避免一刀切治理
  • 将抽象原则转化为可执行的技术控制措施
  • 支持从董事会到数据科学家的全流程可量化治理

当前AI系统部署面临三大治理挑战:一是使用场景级风险评估不足,如Humana诉案中,上线的AI系统存在显著偏差与高错误率,导致不当医疗理赔拒付;每个用例有独特风险,但多数框架提供通用建议。二是现有框架如ISO 42001和NIST AI RMF仍停留在高层概念层面,缺乏具体可操作控制,从业者难以转化要求为技术实现。三是组织缺乏规模化运营治理手段,缺少贯穿开发全周期的可信AI实践嵌入机制,无法定量衡量合规性,也无角色适配的可见性。本文提出AI TIPS 2.0(Artificial Intelligence Trust-Integrated Pillars for Sustainability 2.0),是2019年原始框架的更新版,早于NIST AI RMF四年,直接应对上述挑战。

原文摘要 · Abstract (English)

The deployment of AI systems faces three critical governance challenges that current frameworks fail to adequately address. First, organizations struggle with inadequate risk assessment at the use case level, exemplified by the Humana class action lawsuit and other high impact cases where an AI system deployed to production exhibited both significant bias and high error rates, resulting in improper healthcare claim denials. Each AI use case presents unique risk profiles requiring tailored governance, yet most frameworks provide one size fits all guidance. Second, existing frameworks like ISO 42001 and NIST AI RMF remain at high conceptual levels, offering principles without actionable controls, leaving practitioners unable to translate governance requirements into specific technical implementations. Third, organizations lack mechanisms for operationalizing governance at scale, with no systematic approach to embed trustworthy AI practices throughout the development lifecycle, measure compliance quantitatively, or provide role-appropriate visibility from boards to data scientists. We present AI TIPS, Artificial Intelligence Trust-Integrated Pillars for Sustainability 2.0, update to the comprehensive operational framework developed in 2019,four years before NIST's AI Risk Management Framework, that directly addresses these challenges.

AI治理风险评估可操作性

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