arXiv:2601.01580cs.LGcs.AI2026-01

揭示强化学习让大模型具备自我反思的内在机制

The Two-Stage Decision-Sampling Hypothesis: Understanding the Emergence of Self-Reflection in RL-Trained LLMs

  • 将模型策略拆分为生成与决策两阶段,解释自省能力如何形成
  • 实验证明强化学习提升的是判断何时修正的能力,而非生成质量
  • 适合研究大模型推理机制或强化学习训练原理的研究者

在强化学习后训练的大语言模型中,自我反思能力得以涌现,多轮强化学习相比监督微调显著提升性能。然而,统一优化目标如何催生出生成解决方案与判断是否修正的两种功能仍不明确。为此,我们提出梯度归因属性,构建两阶段决策采样(DS)假设,将策略分解为采样(π_sample)与决策(π_d)两部分。理论证明:代理奖励具有平衡梯度归因,而监督微调与KL惩罚则呈现不平衡归因,长度加权导致对π_sample过度约束,使π_d未被充分优化,从而解释了为何强化学习优于监督微调。我们在算术推理任务上实证验证了该理论预测,表明强化学习的泛化优势主要源于决策能力(π_d)的提升,首次从原理层面阐明了思维模型的自我修正机制。

原文摘要 · Abstract (English)

Self-reflection capabilities emerge in Large Language Models after RL post-training, with multi-turn RL achieving substantial gains over SFT counterparts. Yet the mechanism of how a unified optimization objective gives rise to functionally distinct capabilities of generating solutions and evaluating when to revise them remains opaque. To address this question, we introduce the Gradient Attribution Property to characterize how reward gradients distribute across policy components, formalized through the Two-Stage Decision-Sampling (DS) Hypothesis, which decomposes the policy into sampling ($π_{sample}$) for generation and decision ($π_{d}$) for verification. We prove that surrogate rewards exhibit Balanced Gradient Attribution, while SFT and KL penalties exhibit Unbalanced Gradient Attribution, with length-weighting creating asymmetric regularization that constrains $π_{sample}$ while leaving $π_{d}$ under-optimized, providing an theoretical explanation of why RL succeeds where SFT fails. We also empirically validate our theoretical predictions on arithmetic reasoning demonstrates that RL's superior generalization stems primarily from improved decision-making ($π_{d}$) rather than sampling capabilities, providing a first-principles mechanistic explanation for self-correction in thinking models.

大模型推理强化学习自我反思

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