arXiv:2601.02080cs.LGcs.AI2026-01被引 1

DSM网络因熵约束导致特征表达力下降,引发频谱坍缩。

The Homogeneity Trap: Spectral Collapse in Doubly-Stochastic Deep Networks

  • 通过分析熵最大投影机制,揭示其使混合算子趋向均匀中心
  • 发现次主导奇异值σ₂随有效深度增加而被抑制,特征变换受限
  • 证明层归一化在噪声主导下无法缓解坍缩,适合关注稳定性的研究者

双重随机矩阵(DSM)在保持结构的深度网络中日益广泛应用,如最优传输层和基于Sinkhorn的注意力机制,以增强数值稳定性和概率可解释性。本文识别出此类约束固有的关键频谱退化现象,称为同质性陷阱。我们证明,典型的Sinkhorn投影带来的最大熵偏差,会驱动混合算子趋向于均匀重心,从而抑制次主导奇异值σ₂,滤除高频特征成分。我们推导出σ₂与网络有效深度的频谱界,表明高熵约束限制了特征变换的有效感受野。此外,我们正式证明,在频谱滤波降低信噪比(SNR)至临界阈值以下时,层归一化无法缓解噪声主导下的几何结构崩溃。研究揭示了熵稳定性与频谱表达力之间的根本权衡。

原文摘要 · Abstract (English)

Doubly-stochastic matrices (DSM) are increasingly utilized in structure-preserving deep architectures -- such as Optimal Transport layers and Sinkhorn-based attention -- to enforce numerical stability and probabilistic interpretability. In this work, we identify a critical spectral degradation phenomenon inherent to these constraints, termed the Homogeneity Trap. We demonstrate that the maximum-entropy bias, typical of Sinkhorn-based projections, drives the mixing operator towards the uniform barycenter, thereby suppressing the subdominant singular value σ_2 and filtering out high-frequency feature components. We derive a spectral bound linking σ_2 to the network's effective depth, showing that high-entropy constraints restrict feature transformation to a shallow effective receptive field. Furthermore, we formally demonstrate that Layer Normalization fails to mitigate this collapse in noise-dominated regimes; specifically, when spectral filtering degrades the Signal-to-Noise Ratio (SNR) below a critical threshold, geometric structure is irreversibly lost to noise-induced orthogonal collapse. Our findings highlight a fundamental trade-off between entropic stability and spectral expressivity in DSM-constrained networks.

深度学习频谱分析熵约束模型稳定

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