arXiv:2601.03919cs.LGcs.AI2026-01

揭示决策树与浅层神经网络在可解释性与精度间的根本矛盾

A Gap Between Decision Trees and Neural Networks

  • 用Radon总变差控制决策边界几何复杂度
  • 证明树指示函数的R-TV为无穷,但平滑后可有限
  • 提出可精确恢复盒子的平滑评分函数,适合需要可解释性的场景

我们研究几何简单的决策边界(作为可解释性指标)何时会与浅层神经网络对轴对齐决策树的准确逼近产生冲突。决策树生成基于规则、轴对齐的决策区域(有限个盒子的并集),而浅层ReLU网络通常作为得分模型训练,通过阈值化得到预测。我们通过径向总变差(R-TV)半范数分析无限宽度、有界范数的单隐层ReLU类,该范数控制等值集的几何复杂度。首先证明硬树指示函数1_A的R-TV为无穷。此外,两种自然的逐分裂连续近似——分段线性坡道平滑和逻辑平滑——在维度d>1时同样具有无穷R-TV,而高斯卷积虽得有限R-TV,但显式依赖于指数级d。随后我们区分了两个常被混淆的目标:阈值后的分类(恢复决策集)与得分学习(学习接近1_A的校准得分)。对于分类,我们构造一个平滑屏障得分S_A,其R-TV有限且固定阈值τ=1可精确恢复盒子。在边界∂A附近满足弱管质量条件时,我们证明了L₁(P)校准误差随锐度参数多项式衰减,并给出了以面测度表示的显式R-TV上界。合成矩形并集实验展示了精度-复杂度权衡及阈值选择如何影响训练结果位置。

原文摘要 · Abstract (English)

We study when geometric simplicity of decision boundaries, used here as a notion of interpretability, can conflict with accurate approximation of axis-aligned decision trees by shallow neural networks. Decision trees induce rule-based, axis-aligned decision regions (finite unions of boxes), whereas shallow ReLU networks are typically trained as score models whose predictions are obtained by thresholding. We analyze the infinite-width, bounded-norm, single-hidden-layer ReLU class through the Radon total variation ($\mathrm{R}\mathrm{TV}$) seminorm, which controls the geometric complexity of level sets. We first show that the hard tree indicator $1_A$ has infinite $\mathrm{R}\mathrm{TV}$. Moreover, two natural split-wise continuous surrogates--piecewise-linear ramp smoothing and sigmoidal (logistic) smoothing--also have infinite $\mathrm{R}\mathrm{TV}$ in dimensions $d>1$, while Gaussian convolution yields finite $\mathrm{R}\mathrm{TV}$ but with an explicit exponential dependence on $d$. We then separate two goals that are often conflated: classification after thresholding (recovering the decision set) versus score learning (learning a calibrated score close to $1_A$). For classification, we construct a smooth barrier score $S_A$ with finite $\mathrm{R}\mathrm{TV}$ whose fixed threshold $τ=1$ exactly recovers the box. Under a mild tube-mass condition near $\partial A$, we prove an $L_1(P)$ calibration bound that decays polynomially in a sharpness parameter, along with an explicit $\mathrm{R}\mathrm{TV}$ upper bound in terms of face measures. Experiments on synthetic unions of rectangles illustrate the resulting accuracy--complexity tradeoff and how threshold selection shifts where training lands along it.

可解释性决策树神经网络几何复杂度

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