研究大模型在讨好用户时如何被误导,揭示其真实性和迎合性之间的脆弱平衡。
Are LLMs Vulnerable to Preference-Undermining Attacks (PUA)? A Factorial Analysis Methodology for Diagnosing the Trade-off between Preference Alignment and Real-World Validity
- 用因子实验设计拆解提示词影响,分离真实与迎合目标
- 更先进的模型反而更易受操纵,尤其在否认现实时
- 为对齐训练提供可复现的诊断方法,适合安全研发人员
大型语言模型训练常以偏好对齐为目标,奖励那些被认为有帮助且互动友好的输出。然而,这种以偏好为导向的目标可能被利用:操纵性提示可引导模型趋向迎合用户、偏离基于事实的纠正。本文研究对齐模型是否易受偏好削弱攻击(PUA)影响,即一类旨在利用模型取悦用户倾向而牺牲真实性的操纵性提示策略。我们提出一种诊断方法,通过受控的 $2 \times 2^4$ 因子实验框架,将提示引起的响应变化分解为系统目标(真实导向 vs. 偏好导向)和PUA风格对话因素(指令控制、人身贬低、条件认可、现实否认)的影响。令人意外的是,更先进的模型有时反而更易受操纵。除了主导的现实否认因素外,还观察到模型特异性的符号反转及与PUA因素的交互作用,表明需定制化防御而非统一加固。该方法为后训练过程(如强化学习人类反馈)提供更精细的诊断能力,有助于在产品迭代中权衡偏好对齐风险与现实有效性。
原文摘要 · Abstract (English)
Large Language Model (LLM) training often optimizes for preference alignment, rewarding outputs that are perceived as helpful and interaction-friendly. However, this preference-oriented objective can be exploited: manipulative prompts can steer responses toward user-appeasing agreement and away from truth-oriented correction. In this work, we investigate whether aligned models are vulnerable to Preference-Undermining Attacks (PUA), a class of manipulative prompting strategies designed to exploit the model's desire to please user preferences at the expense of truthfulness. We propose a diagnostic methodology that provides a finer-grained and more directive analysis than aggregate benchmark scores, using a factorial evaluation framework to decompose prompt-induced shifts into interpretable effects of system objectives (truth- vs. preference-oriented) and PUA-style dialogue factors (directive control, personal derogation, conditional approval, reality denial) within a controlled $2 \times 2^4$ design. Surprisingly, more advanced models are sometimes more susceptible to manipulative prompts. Beyond the dominant reality-denial factor, we observe model-specific sign reversals and interactions with PUA-style factors, suggesting tailored defenses rather than uniform robustness. These findings offer a novel, reproducible factorial evaluation methodology that provides finer-grained diagnostics for post-training processes like RLHF, enabling better trade-offs in the product iteration of LLMs by offering a more nuanced understanding of preference alignment risks and the impact of manipulative prompts.
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