人眼识别中,瞳孔大小归一化能显著提升判断准确率,合成虹膜易被误判为不同眼睛。
When Humans Judge Irises: Pupil Size Normalization as an Aid and Synthetic Irises as a Challenge
- 用自编码器模型对虹膜图像进行瞳孔大小归一化,提升人眼识别准确性。
- 真实虹膜与高质量合成虹膜对比时,人类判断准确率下降,合成虹膜更易被误判为不同眼。
- 研究揭示了生成模型在虹膜验证中的局限性,适用于法医鉴定与安全系统评估者。
虹膜识别是成熟生物特征技术,具备高精度和快速处理能力,已大规模应用于超十亿用户(如印度的AADHAAR系统)。但在司法鉴定中,当样本质量下降(如死后样本)或需判断是否为伪造攻击时,仍需人工专家确认匹配结果。本研究在两个受控场景下评估人类在虹膜验证中的表现:(a)不同瞳孔大小下,有无基于线性/非线性对齐的瞳孔大小归一化;(b)真实与合成虹膜图像对的比对。结果表明,基于现代自编码器的身份保持图像到图像转换模型实现的瞳孔大小归一化可显著提升验证准确率。参与者能有效区分真实与合成虹膜是否来自同一眼睛,但面对高质量同眼合成虹膜时,准确率下降。这说明:(a)瞳孔大小对齐对人工参与的虹膜匹配至关重要;(b)尽管生成模型高度逼真,同眼合成虹膜仍更常被人类误判为不同眼。本文提供完整数据与人类判断结果,支持研究复现与后续工作。
原文摘要 · Abstract (English)
Iris recognition is a mature biometric technology offering remarkable precision and speed, and allowing for large-scale deployments to populations exceeding a billion enrolled users (e.g., AADHAAR in India). However, in forensic applications, a human expert may be needed to review and confirm a positive identification before an iris matching result can be presented as evidence in court, especially in cases where processed samples are degraded (e.g., in post-mortem cases) or where there is a need to judge whether the sample is authentic, rather than a result of a presentation attack. This paper presents a study that examines human performance in iris verification in two controlled scenarios: (a) under varying pupil sizes, with and without a linear/nonlinear alignment of the pupil size between compared images, and (b) when both genuine and impostor iris image pairs are synthetically generated. The results demonstrate that pupil size normalization carried out by a modern autoencoder-based identity-preserving image-to-image translation model significantly improves verification accuracy. Participants were also able to determine whether iris pairs corresponded to the same or different eyes when both images were either authentic or synthetic. However, accuracy declined when subjects were comparing authentic irises against high-quality, same-eye synthetic counterparts. These findings (a) demonstrate the importance of pupil-size alignment for iris matching tasks in which humans are involved, and (b) indicate that despite the high fidelity of modern generative models, same-eye synthetic iris images are more often judged by humans as different-eye images, compared to same-eye authentic image pairs. We offer data and human judgments along with this paper to allow full replicability of this study and future works.
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