arXiv:2601.17333cs.IRcs.AI2026-01

用自然语言搜索金融知识,精准高效链接财务信息

FinMetaMind: A Tech Blueprint on NLQ Systems for Financial Knowledge Search

  • 融合NLP与向量模型构建金融领域专用查询系统
  • 相比传统方法提升检索精度与召回率,支持跨对象关联
  • 适合金融分析师、投资决策者快速获取深层洞察

自然语言查询(NLQ)允许用户以自然语言而非结构化语法与信息系统交互。本文提出一个面向金融知识搜索的现代NLQ系统技术蓝图。引入NLQ不仅提升了知识检索的精度与召回率,还通过高效连接分散的财务对象、事件和关系,促进深度洞察。基于自然语言处理、搜索工程与向量数据模型的核心组件,该系统旨在解决金融数据检索中发现难、相关性排序差、数据新鲜度低、实体识别不准等关键挑战。本文详述了金融数据集与文档对NLQ的独特需求,阐述离线索引与在线检索的架构设计,并讨论金融服务业中增强知识搜索的实际应用场景。深入分析了所提架构的理论基础与实验依据,提供完整的实验方法、数据来源、结果及未来优化方向。

原文摘要 · Abstract (English)

Natural Language Query (NLQ) allows users to search and interact with information systems using plain, human language instead of structured query syntax. This paper presents a technical blueprint on the design of a modern NLQ system tailored to financial knowledge search. The introduction of NLQ not only enhances the precision and recall of the knowledge search compared to traditional methods, but also facilitates deeper insights by efficiently linking disparate financial objects, events, and relationships. Using core constructs from natural language processing, search engineering, and vector data models, the proposed system aims to address key challenges in discovering, relevance ranking, data freshness, and entity recognition intrinsic to financial data retrieval. In this work, we detail the unique requirements of NLQ for financial datasets and documents, outline the architectural components for offline indexing and online retrieval, and discuss the real-world use cases of enhanced knowledge search in financial services. We delve into the theoretical underpinnings and experimental evidence supporting our proposed architecture, ultimately providing a comprehensive analysis on the subject matter. We also provide a detailed elaboration of our experimental methodology, the data used, the results and future optimizations in this study.

自然语言查询金融知识信息检索NLP

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