arXiv:2602.10916cs.CYcs.AI2026-02

让公众参与AI治理可追踪、可执行、可补偿,真正落地。

Traceable, Enforceable, and Compensable Participation: A Participation Ledger for People-Centered AI Governance

  • 用可审计的参与账本,把贡献与系统更新挂钩
  • 支持持续补偿和权限控制,实现长期激励
  • 已在城市AI治理中验证,适合公共决策场景

参与式AI治理虽被广泛倡导,但实际参与往往缺乏持久影响力。在公共部门和市民AI系统中,社区提供的讨论、标注、提示词和事件报告等常被非正式记录,与系统更新关联薄弱,且缺乏可执行的权利或持续补偿机制,导致参与多为象征性。本文提出参与账本(Participation Ledger),一个机器可读、可审计的框架,将参与转化为可追溯的影响、可执行的权力和可补偿的劳动。该账本以影响图形式连接贡献物与经验证的系统变更,包括数据集、提示词、适配器、策略、安全护栏和评估套件。其整合三项核心要素:参与证据标准(记录授权、隐私、补偿及再使用条款);影响溯源机制,通过可回放的前后测试实现对承诺的长期监控;以及编码的权利与激励机制。能力凭证允许经授权的社区管理者在限定范围内请求或限制系统功能,参与积分则用于持续认可和补偿持续产生价值的贡献测试。该框架已应用于四个城市AI与公共空间治理部署,并提供可机器读取的模式、模板与评估方案,以实践检验可追溯性、可执行性与补偿性。

原文摘要 · Abstract (English)

Participatory approaches are widely invoked in AI governance, yet participation rarely translates into durable influence. In public sector and civic AI systems, community contributions such as deliberations, annotations, prompts, and incident reports are often recorded informally, weakly linked to system updates, and disconnected from enforceable rights or sustained compensation. As a result, participation is frequently symbolic rather than accountable. We introduce the Participation Ledger, a machine readable and auditable framework that operationalizes participation as traceable influence, enforceable authority, and compensable labor. The ledger represents participation as an influence graph that links contributed artifacts to verified changes in AI systems, including datasets, prompts, adapters, policies, guardrails, and evaluation suites. It integrates three elements: a Participation Evidence Standard documenting consent, privacy, compensation, and reuse terms; an influence tracing mechanism that connects system updates to replayable before and after tests, enabling longitudinal monitoring of commitments; and encoded rights and incentives. Capability Vouchers allow authorized community stewards to request or constrain specific system capabilities within defined boundaries, while Participation Credits support ongoing recognition and compensation when contributed tests continue to provide value. We ground the framework in four urban AI and public space governance deployments and provide a machine readable schema, templates, and an evaluation plan for assessing traceability, enforceability, and compensation in practice.

AI治理参与机制可追溯性补偿设计

Thank you to arXiv for use of its open access interoperability. PaperDance 不是 arXiv 官方产品;中文卡片由大模型生成,请以原文为准。