arXiv:2602.11902cs.LGcs.AI2026-02中稿 · ICLR被引 3

改进DPO训练中参考模型导致的过早满足问题

Mitigating Mismatch within Reference-based Preference Optimization

  • 提出条件性参考机制,仅在悲观配对时修正参考信号
  • 在多个数据集上提升偏好对齐效果,胜率更高
  • 无需额外计算成本,可直接替换DPO使用

直接偏好优化(DPO)已成为大语言模型离线偏好对齐的标准方法,但其依赖参考策略引入了关键矛盾。当参考模型偏好被拒绝的回答时,即使策略仍错误(Δ_θ<0),只要策略边际(Δ_θ)超过参考边际(Δ_ref),DPO便会过早衰减梯度,造成‘过早满足’现象,即训练与推理不一致。为缓解此问题,本文提出混合式DPO(HyPO),仅在参考模型悲观时调整参考信号,将Δ_θ−Δ_ref替换为Δ_θ−max{0,Δ_ref}。该修改在不改变原目标形式和计算开销的前提下,强化了悲观配对的学习信号。实验表明,HyPO在多个偏好对齐任务中提升了推理对齐指标与成对胜率,证明有条件地修正参考信号比完全抛弃参考更有效。

原文摘要 · Abstract (English)

Direct Preference Optimization (DPO) has become the de facto standard for offline preference alignment of large language models, but its reliance on a reference policy introduces a critical tension. DPO weighs each update relative to a reference, which stabilizes the training by regularizing the updates within a trusted region. This reliance becomes problematic for pessimistic pairs, where the reference model prefers the rejected response. For these pairs, DPO prematurely attenuates the gradient as soon as the policy margin ($Δ_θ$) merely beats the reference margin ($Δ_{\mathrm{ref}}$) even if the policy is still wrong ($Δ_θ<0$). We name this failure premature satisfaction, which is a concrete form of the training-inference mismatch. Reference-free objectives remove this mismatch by optimizing the absolute margin, but at the cost of discarding the stabilizing signal of the reference. We mitigate this tension with Hybrid-DPO (HyPO), a drop-in modification to DPO that applies reference conditionally: HyPO behaves exactly like DPO when the reference is optimistic or neutral, and it treats the reference as neutral when it is pessimistic by replacing $Δ_θ-Δ_{\mathrm{ref}}$ with $Δ_θ-\max\{0,Δ_{\mathrm{ref}}\}$. This one-line change strictly strengthens per-example learning signals on pessimistic pairs while preserving DPO's objective form and computational cost. By conditionally debiasing the pessimistic reference signal, HyPO mitigates premature satisfaction; empirically, across preference alignment, HyPO improves inference-aligned metrics and achieves higher pairwise win rates. Our results provide evidence that direct preference alignment could be enhanced by conditionally debiasing the reference signal, rather than discarding it.

偏好优化DPO模型对齐

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