arXiv:2602.12292eess.SPcs.LG2026-02被引 1

用机器学习分析北极船舶速度,揭示航行规律。

A Gradient Boosted Mixed-Model Machine Learning Framework for Vessel Speed in the U.S. Arctic

  • 分两阶段建模:先预测有无航速,再预测正航速大小
  • 模型解释77%的航速方差,零航速占超一半数据
  • 距岸距离和水深是影响航速的关键因素,适合航运管理

理解环境与运营条件对船舶航速的影响,对刻画北极航行状况至关重要。我们分析了2010-2019年自动识别系统(AIS)数据中的航速(SOG)。超过一半的AIS记录显示航速为零,将零航速与正航速视为单一连续过程会掩盖重要模式。因此,我们采用两阶段机器学习框架:首先建模航速大于零的概率,然后在航速为正的条件下建模航速。融合了海冰浓度、航向、风速、水深、距岸距离、船组类型及航行状态等变量。基于梯度提升决策树并引入随机效应,捕捉非线性环境响应并处理重复观测。正航速分类器表现良好(AUC = 0.85),条件航速模型解释了约77%的交叉验证外方差。通过SHAP值分解各变量对预测的贡献,发现距岸距离和水深是影响航速可能性与大小的主要因素,航向、船组和航行状态带来次要变化,风与海冰影响较小。研究结果为航速管理与航路级评估提供了实证依据。

原文摘要 · Abstract (English)

Understanding how environmental and operational conditions influence vessel speed is crucial for characterizing navigational conditions in the Arctic. We analyzed Automatic Identification System (AIS) data from 2010-2019 to examine vessel speed over ground (SOG). Over half of the AIS records showed zero SOG, and treating zero and positive SOG as a single continuous process can obscure important patterns. We therefore applied a two-stage machine learning framework, first modeling the probability of SOG greater than zero and then modeling SOG conditional on being positive. AIS observations were integrated with sea ice concentration, course over ground, wind, bathymetric depth, distance to coast, vessel group, and navigational status. Gradient boosted decision trees with random effects captured nonlinear environmental responses while accounting for repeated observations. The positive SOG classifier achieved strong discrimination (AUC = 0.85), while the conditional speed model explained approximately 77 percent of out-of-fold variance. SHAP values quantified covariate effects by decomposing model predictions into additive contributions from individual variables. Distance to coast and bathymetric depth were dominant determinants of both the likelihood and magnitude of vessel speed, while changes in course, vessel group, and navigational status introduced secondary variation. Wind and sea ice effects were modest. Together, these results empirically characterize Arctic vessel operating regimes relevant to speed management and corridor-level assessment.

船舶速度北极航行机器学习梯度提升

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